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Showing 1282 to 1291 of 2625 search results for Brexit consultations.

  1. FCA response: ISSB request for information. Consultation on agenda priorities [pdf]

    Corporate documents Published: 07/09/2023
    Our comment letter on the Government's request to respond to the ISSB’s consultation from our perspective as a securities and conduct regulator.
  2. Personal data and authorisation

    Last modified: 25/01/2024
    How and why the FCA uses personal data that is collected via forms on its online portals: Connect, RegData and Online Invoicing.
  3. Financial conduct regulation in a restless world

    Speeches Published: 08/05/2019 Last modified: 08/05/2019
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Deloitte conduct risk roadshow.
  4. From intellectual certainty to debate

    Speeches Published: 25/02/2015 Last modified: 26/02/2015
    And, in core policy areas that set the framework for secondary market trading, like MiFID II, draft technical standards have been published and are now open for consultation. ... On the latter, we have – as most here will know – reached the end of
  5. FCA statement regarding Tesco

    Statements Published: 29/10/2014 Last modified: 29/10/2014
    In the light of the Serious Fraud Office (SFO) decision to launch an investigation into this matter, and following consultation with the SFO, the Financial Conduct Authority has decided to discontinue
  6. FSA - CP10/14 erratum [pdf]

    Consultation papers Published: 18/08/2010 Last modified: 30/05/2013
    Consultation FSA - CP10/14 erratum - Delivering the RDR: Professionalism, including its applicability to pure protection advice, with feedback to CP09/18 and CP09/31
  7. CP20/18 Quarterly Consultation Paper No 29 [pdf]

    Consultation papers Published: 04/09/2020 Last modified: 04/09/2020
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals
  8. Consumer protection in the listing regime

    Speeches Published: 21/03/2014 Last modified: 28/03/2014
    The consultation period has now closed, and broadly the proposals have been well received.
  9. Expectations of firms selling client banks

    Firms Published: 19/12/2023 Last modified: 19/12/2023
    In the FCA's view, the client bank is the firm’s asset. It will act where these lists are being sold with redress liabilities.
  10. PS17/25: FAMR implementation part II and consultation on retiring FG12/15 and FG14/1

    Policy statements Published: 08/12/2017 Last modified: 11/05/2018
    This Policy Statement outlines the response to our consultation CP17/28: FAMR Implementation Part II and insistent clients, and announces a consultation on the retirement of guidance FG12/15 and FG14/1.