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Showing 1682 to 1691 of 2625 search results for Brexit consultations.

  1. Fighting financial crime – the force multiplier effect

    Speeches Published: 07/09/2022 Last modified: 07/09/2022
    Speech by Sarah Pritchard, Executive Director, Markets, FCA at the Financial Crime Summit – 1LOD.
  2. PS17/14: Markets in Financial Instruments Directive II implementation – Policy Statement II

    Policy statements Published: 03/07/2017 Last modified: 03/07/2017
    15/12/2015. Open consultation: CP16/19. ... 29/07/2016. Open consultation: CP16/29.
  3. CP15/40: Financial Services Compensation Scheme: changes to the Compensation sourcebook

    Consultation papers Published: 30/11/2015 Last modified: 30/11/2015
    CP15/40: Financial Services Compensation Scheme: changes to the Compensation sourcebook. Consultation papers First published:. ... You should read this consultation paper if you are:. an authorised financial services firm.
  4. FSA - DP13/1 How the FCA could be more transparent

    Discussion papers Published: 05/03/2013 Last modified: 30/04/2014
    We are opening a debate into how the FCA and the financial services industry can be more transparent and we want you to take part in the discussion.
  5. Outsourcing in the life insurance sector

    Firms Multi-firm reviews Published: 04/03/2020 Last modified: 12/11/2020
    We set out our findings from our review of outsourcing and third-party service providers. We identified governance over outsourcing as a priority area for supervision in the life insurers’ portfolio strategy
  6. Financial Promotions for high-risk investments

    Multi-firm reviews Published: 27/09/2023 Last modified: 20/05/2024
    We outline the findings of our review of how firms offering restricted mass market investments (RMMIs) have complied with new rules on the customer journey. We identify examples of good and poor practice for the wider sector to consider and make any
  7. IOSCO proposes Principles for Financial Benchmarks

    Press Releases Published: 16/04/2013 Last modified: 16/08/2013
    The International Organization of Securities Commissions (IOSCO) Task Force on Financial Market Benchmarks (the Task Force), which the Financial Conduct Authority (FCA) chief executive Martin Wheatley co-chairs, has published its proposed Principles
  8. Update on FCA activities on pensions and retirement income

    Documents Published: 25/11/2015 Last modified: 17/08/2021
    Find out about the FCA's ongoing work, designed to identify emerging trends, and an update on the Retirement Outcomes review.
  9. FCA FIRDS open for firms to test publication from 14 March 2019

    News stories Published: 08/03/2019 Last modified: 15/03/2019
    We have built FCA FIRDS (Financial Instruments Reference Data System) to replace ESMA FIRDS in the UK.
  10. FCA seeks views on regulatory approach for overseas funds

    News stories Published: 04/12/2023 Last modified: 04/12/2023
    In preparation for the new Overseas Funds Regime (OFR), the Financial Conduct Authority (FCA) has set out its proposals for how the regime should operate.