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Showing 1842 to 1851 of 2625 search results for Brexit consultations.

  1. FCA to ask firms for their views on MiFID II implementation

    Press Releases Published: 26/03/2015 Last modified: 08/11/2016
    This is to give firms as much time as possible to respond to the consultation and to implement the required changes ahead of MiFID II taking effect on 3 January 2017,
  2. CP19/20: Our framework: assessing adequate financial resources

    Consultations Consultation papers Published: 13/06/2019 Last modified: 08/11/2019
    The FCA are consulting on the purpose of adequate financial resources, what we look for from firms, and our expectations as to the practices firms should adopt within their assessments of adequate financial resources.
  3. FCA and Practitioner Panel publish findings from 2019 joint survey

    News stories Published: 31/07/2019 Last modified: 01/08/2019
    The FCA and the Practitioner Panel have published a report from their 2019 joint survey of FCA-regulated firms. The survey gives views across the financial services sector of the FCA's performance as a regulator. It provides important information to
  4. FCA to delay launch of Credit Information Market Study

    News stories Published: 27/11/2018 Last modified: 27/11/2018
    In our consultation on assessing creditworthiness in consumer credit, we invited views on firms’ access to, and use of, credit information including the coverage, timeliness and consistency of data and products
  5. FCA proposes changes to pension rules to enhance consumer protection

    Press Releases Published: 01/10/2015 Last modified: 01/10/2015
    The proposals include additional rules and guidance for firms on how they should communicate with customers, a review of the retirement risk warnings, which were introduced in February without consultation, and ... The full consultation paper can be
  6. CP13/4: Distribution of retail investments: referrals to discretionary investment managers and adviser complaints reporting

    Consultation papers Published: 04/07/2013 Last modified: 07/02/2022
    We are consulting on some aspects of how to apply rules from our Retail Distribution Review.
  7. FCA to move faster to remove unused firm permissions

    Press Releases Published: 09/09/2021 Last modified: 09/09/2021
    The FCA has published draft guidance on a new power that allows it to move faster to remove regulatory permissions that are no longer being used by financial services firms.
  8. PS16/6: Consequential Changes to the Senior Managers Regime

    Policy statements Published: 02/03/2016 Last modified: 26/05/2016
    In this Policy Statement we report on the main issues arising from Consultation Paper 16/1 Consequential Changes to the Senior Managers Regime and publish the final rules. ... This Policy Statement (PS) summarises the feedback received during the
  9. Andrew Bailey speech on Free Trade in Financial Services matters

    Speeches Published: 29/09/2017 Last modified: 29/09/2017
    Speech by Andrew Bailey, Chief Executive of the FCA, at the Official Monetary and Financial Institutions Forum Lecture - Free Trade in Financial Services matters 
  10. Personal investment firms that give bad advice to hold capital for redress

    Press Releases Published: 29/11/2023 Last modified: 30/11/2023
    Our proposals to require personal investment firms to set aside capital so that they can cover compensation costs.