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Showing 1902 to 1911 of 2625 search results for Brexit consultations.

  1. Brexit

    The UK has left the EU. Find out what this means for consumers and firms.

  2. CP21/7 A new UK prudential regime for MiFID investment firms

    Consultation papers Published: 19/04/2021 Last modified: 01/06/2021
    We are consulting on our second phase of proposed rules to introduce the UK Investment Firm Prudential Regime (IFPR). IFPR is a new prudential regime for UK firms authorised under the Markets in Financial Instruments Directive (MiFID).

  3. FCA proposes stronger requirements on oversight of appointed representatives

    Press Releases Published: 03/12/2021 Last modified: 03/12/2021
    FCA launches consultation on improving the appointed representatives regime and tackling harm from this model.

  4. PS14/11: FCA regulated fees and levies

    Policy statements Published: 02/07/2014 Last modified: 25/11/2021
    We are publishing rules on our 2014/15 regulatory fees and levies for the FCA, the Financial Ombudsman Service general levy, and MoneyHelper (formerly the Money Advice Service).

  5. Remuneration and performance management of sales staff (SYSC 19F)

    Tasks for regulated firms Published: 23/05/2018 Last modified: 10/02/2023
    FCA provides rules on staff incentives and the remuneration of sales staff and advisers.

  6. CP18/5: EU Benchmarks Regulation Implementation (DEPP and EG)

    Consultation papers Published: 05/02/2018 Last modified: 23/03/2018
    We are consulting on changes to our Handbook because of the changes introduced by the EU Benchmarks Regulation and the UK Benchmarks Regulations 2018.

  7. CP20/5: Consultation paper on ETF Listing: Premium to Standard Listing

    Consultation papers Published: 09/03/2020 Last modified: 17/03/2020
    In our Discussion Paper we asked whether premium listing obligations to open-ended investment companies (OEICs) should be dis-applied and OEICs should be listed in the standard-listing segment. Following our Feedback Statement, we committed to

  8. Overdrafts and coronavirus: updated temporary guidance for firms [pdf]

    Guidance consultations Published: 19/06/2020
    This guidance applies in the exceptional circumstances arising out of the coronavirus pandemic and its impact on the financial situation of overdraft customers.

  9. Illiquid assets and open-ended investment funds: DP17/1

    Discussion papers Published: 08/02/2017 Last modified: 09/05/2017
    We are launching a discussion about some of the risks created when consumers use open-ended funds to gain exposure to assets that may be difficult for the fund manager to buy, sell or value quickly. In this paper we refer to these assets as

  10. CP14/6: FCA regulated fees and levies: rates proposals 2014/15

    Consultation papers Published: 30/03/2014 Last modified: 23/11/2021
    We are consulting on our proposed 2014/15 regulatory fees and levies for the FCA, the Financial Ombudsman Service (ombudsman service) general levy, and the Money Advice Service.

  11. PS16/17: PSR regulatory fees 2016/17

    Policy statements Published: 30/06/2016 Last modified: 03/05/2024
    The PSR consulted on fee levels for 2016/17 and plans to handle its 2015/16 budget underspend.
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