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Showing 2152 to 2161 of 2625 search results for Brexit consultations.

  1. FCA fines compliance oversight officer for pension transfer failings

    Press Releases Published: 14/07/2017 Last modified: 14/07/2017
    The Financial Conduct Authority (FCA) has today fined David Watters £75,000 for failing to exercise due skill, care and diligence in his role as compliance oversight officer, firstly at FGS McClure Watters (FGS) and then Lanyon Astor Buller Ltd (LAB
  2. Andrew Bailey sets out his vision for future in first 'Inside FCA' podcast

    News stories Published: 14/05/2019 Last modified: 14/05/2019
    FCA Chief Executive Andrew Bailey discusses key areas of the recently released Business Plan and his thoughts on the future of regulation.
  3. Call for input to the post-implementation review of the FCA’s crowdfunding rules

    Calls for input Published: 02/09/2016 Last modified: 09/09/2016
    In this paper we set out some of the recent developments across the crowdfunding sector and a number of concerns that we have identified in response.
  4. PS17/12: Implementing information prompts in the annuity market

    Policy statements Published: 26/05/2017 Last modified: 11/07/2017
    This policy statement sets out our final rules which require firms to inform consumers how much they could gain from shopping around and switching provider, before they buy an annuity.
  5. Changes to DTR 2.5: delay in the disclosure of inside information: PS17/2

    Policy statements Published: 28/11/2016 Last modified: 24/02/2017
    In this Policy Statement we summarise the feedback we received to the Consultation Paper CP16/38 - DTR 2.5 changes: delay in the disclosure of inside information - and publish the final rules.
  6. 10% depreciation notifications: further extension of temporary measures for firms

    Statements Published: 21/12/2021 Last modified: 21/01/2022
    Since March 2020 we have adopted temporary measures on the requirement for firms to issue 10% depreciation notifications to investors (COBS 16A.4.3 UK).
  7. FCA confirms how it will use new power to publicise warning notices

    Press Releases Published: 15/10/2013 Last modified: 15/10/2013
    Following a period of consultation, the FCA said that information would be made public through a warning notice statement that will usually name the firm under investigation and, in certain circumstances,
  8. CP15/14: FCA Regulated fees and levies: rates proposals 2015/16

    Consultation papers Published: 25/03/2015 Last modified: 03/05/2024
    We are consulting on our proposed 2015/16 regulatory fees and levies.
  9. CP16/9: FCA regulated fees and levies: rates proposals 2016/17

    Consultation papers Published: 04/04/2016 Last modified: 10/08/2021
    We are consulting on our proposed 2016/17 regulatory fees and levies
  10. Pension Wise standards: changes for secondary annuity market guidance: CP16/22

    Consultation papers Published: 06/09/2016 Last modified: 17/08/2021
    The FCA are consulting on proposed changes to the standards applied to Pension Wise designated guidance providers.