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Showing 2322 to 2331 of 2625 search results for Brexit consultations.

  1. PS16/4: Fair, reasonable and non-discriminatory access to regulated benchmarks

    Policy statements Published: 08/02/2016 Last modified: 08/02/2016
    In this Policy Statement we report on the main issues arising from Consultation Paper 15/18 (Fair, reasonable and non-discriminatory access to regulated benchmarks) and publish the final rules. ... This Policy Statement summarises the responses we
  2. Update on the FCA’s review of RBS’s treatment of SME customers referred to its Global Restructuring Group

    Press Releases Published: 23/10/2017 Last modified: 23/10/2017
    The Financial Conduct Authority (FCA) today publishes an interim summary of the independent review of Royal Bank of Scotland’s (RBS) treatment of small and medium-sized enterprise (SME) customers transferred to its Global Restructuring Group (GRG).
  3. CP16/14: UCITS V Level 2 Regulation, SFTR and consequential changes to the Handbook

    Consultation papers Published: 19/05/2016 Last modified: 19/05/2016
    We are consulting on proposed changes to the Client Assets sourcebook (CASS) and the Collective Investment Schemes sourcebook (COLL), following the adoption of the Undertakings for Collective Investment in Transferable Securities V Level 2
  4. Update on Bank of England and FCA Memorandum of Understanding on the supervision of market infrastructure and payment systems

    Statements Published: 09/02/2021 Last modified: 09/02/2021
    Co-operation supports effective supervision and policy making by sharing information between the regulators and promotes efficiency by minimising duplication on the FMIs.
  5. The FCA and PRA propose measures to boost diversity and inclusion in financial services  

    Press Releases Published: 25/09/2023 Last modified: 07/11/2023
    In consultation papers published today, the financial regulators have set out proposals to boost diversity and inclusion to support healthy work cultures, reduce groupthink, and unlock talent.
  6. PS13/9 Publishing information about enforcement warning notices

    Policy statements Published: 15/10/2013 Last modified: 07/02/2022
    We are setting out our policy for publishing information about enforcement warning notices, and responding to the feedback to our consultation.
  7. TR13/9 - Anti-Money Laundering and Anti-Bribery and Corruption Systems and Controls: Asset Management and Platform Firms

    Thematic reviews Published: 31/10/2013 Last modified: 30/08/2015
    The examples of good and poor practice are consistent with existing guidance which has already undergone consultation and is part of our Handbook of Rules and Guidance.
  8. Operation of the MoU with the Bank of England for market infrastructure - 2018 performance statement

    News stories Published: 14/02/2019 Last modified: 14/02/2019
    The Bank and FCA held a consultation with FMIs and reviewed their co-operation regarding market infrastructure in 2018.
  9. CP16/40: Enhancing conduct of business rules for firms providing contract for difference products to retail clients

    Consultation papers Published: 06/12/2016 Last modified: 09/03/2017
    This consultation outlines our concerns around increasing evidence of poor conduct and risks to investor protection from retail contracts for differences (CFDs) and proposes a package of policy measures designed to address those risks.
  10. Operation of the MoU with the Bank of England for market infrastructure - 2017 performance statement

    News stories Published: 20/02/2018 Last modified: 20/02/2018
    The Bank and FCA held a consultation with FMIs and reviewed their co-operation regarding market infrastructure in 2017.