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Showing 302 to 311 of 2624 search results for Brexit consultations.

  1. Consultation UKLA Technical Note 712.2 - Additional powers to supervise and discipline sponsors [pdf]

    UK Listing Authority Published: 29/03/2016 Last modified: 29/03/2016
  2. Consultation UKLA Technical Note 425.1 - Open-ended investment companies and transfer restrictions [pdf]

    UK Listing Authority Published: 29/03/2016 Last modified: 29/03/2016
  3. Endorsement of credit ratings for regulatory use from the EU into the UK

    Statements Published: 15/03/2019 Last modified: 30/10/2020
    UK-registered credit rating agencies (CRAs) will be able to endorse credit ratings into the UK from affiliated EU CRAs for regulatory use.
  4. CP24/9: Financial Crime Guide updates [pdf]

    Consultation papers Published: 25/04/2024
    The FCA is consulting on proposed changes to the Financial Crime Guide. The deadline to respond is 27 June 2024.
  5. Consultation UKLA Technical Note 405.1 - Investment management agreements and independence of the board [pdf]

    UK Listing Authority Published: 30/03/2015 Last modified: 30/03/2015
  6. Consultation UKLA Technical Note 549.2 - Asset managers [pdf]

    UK Listing Authority Published: 23/11/2015 Last modified: 23/11/2015
  7. Consultation UKLA Technical Note 504.2 - Exemptions from the periodic reporting requirements [pdf]

    UK Listing Authority Published: 23/11/2015 Last modified: 23/11/2015
  8. Consultation UKLA Procedural Note 904.2 - Public offer prospectus - drafting and approval [pdf]

    UK Listing Authority Published: 23/11/2015 Last modified: 23/11/2015
  9. Consultation UKLA Technical Note 550.2 - Trading book exemption [pdf]

    UK Listing Authority Published: 23/11/2015 Last modified: 23/11/2015
  10. Consultation UKLA Technical Note 542.2 - Issuer's obligations [pdf]

    UK Listing Authority Published: 23/11/2015 Last modified: 23/11/2015