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Showing 622 to 631 of 2624 search results for Brexit consultations.

  1. CP17/8: Markets in Financial Instruments Directive II Implementation – Consultation Paper V [pdf]

    Consultation papers Published: 31/03/2017
    We are consulting on our fifth set of implementation proposals for MiFID II and seeking views on the proposed changes to the FCA Handbook.
  2. CP17/7: Insurance Distribution Directive Implementation – Consultation Paper I [pdf]

    Consultation papers Published: 06/03/2017
    We are consulting on our proposals for changes required to comply with the Insurance Distribution Directive.
  3. CP20/17: Extension of Annual Financial Crime Reporting Obligation [pdf]

    Consultation papers Published: 24/08/2020 Last modified: 24/08/2020
    We are considering extending the scope of our annual financial crime reporting obligation to include firms that carry on regulated activities that potentially pose a higher money laundering risk.
  4. GC13/7 Changing customers to post-RDR unit classes [pdf]

    Guidance consultations Published: 23/10/2013 Last modified: 23/10/2013
    This guidance sets out what we expect from firms which are involved in the transfer of investors from pre-RDR unit classes1 to post-RDR unit classes.
  5. CP20/11: Complaints against the Regulators (The Financial Conduct Authority, the Prudential Regulation Authority and the Bank of England) [pdf]

    Consultation papers Published: 20/07/2020 Last modified: 14/09/2020
    CP20/11: Complaints against the Regulators (The Financial Conduct Authority, the Prudential Regulation Authority and the Bank of England).
  6. CP14/27 - Quarterly consultation No.7 [pdf]

    Consultation papers Published: 05/12/2014 Last modified: 05/12/2014
  7. CP15/8: Quarterly Consultation No.8 [pdf]

    Consultation papers Published: 06/03/2015 Last modified: 06/03/2015
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.
  8. CP15/9: Strengthening accountability in banking: a new regulatory framework for individuals – Feedback on FCA CP14/13 / PRA CP14/14 and consultation on additional guidance [pdf]

    Consultation papers Published: 16/03/2015 Last modified: 14/09/2015
  9. CP17/1: Financial Services Compensation Scheme – management expenses levy limit 2017/18 [pdf]

    Consultation papers Published: 16/01/2017
    In a joint consultation with the Prudential Regulation Authority, we are consulting on the management expenses levy limit for the Financial Services Compensation Scheme.
  10. CP17/2: CASS 7A and the special administration regime review [pdf]

    Consultation papers Published: 23/01/2017
    This consultation paper seeks feedback on a number of aspects of the client assets regime, in particular regarding the client money distribution rules and their interaction with the special administration regime.