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Showing 712 to 721 of 2624 search results for Brexit consultations.

  1. CP18/38: Restricting contract for difference products sold to retail clients and a discussion of other retail derivative products [pdf]

    Consultation papers Published: 18/12/2018
  2. CP18/29: Temporary permissions regime for inbound firms and funds [pdf]

    Consultation papers Published: 09/10/2018
  3. CP16/1: Consequential changes to the Senior Managers Regime [pdf]

    Consultation papers Published: 06/01/2016 Last modified: 23/02/2016
    This Consultation Paper (CP) sets out how we intend to implement the consequential changes to rules and forms that will be required prior to commencement of the regime. It also examines the impact that we believe they will have upon the industry and
  4. COREP and FINREP reporting

    Registers and systems Published: 10/05/2016 Last modified: 15/09/2022
    The requirements for reporting COREP and FINREP to supervisors, including validation and filing rules.
  5. CP15/31: Strengthening accountability in banking and insurance: regulatory references [pdf]

    Consultation papers Published: 06/10/2015 Last modified: 06/10/2015
    In partnership with the Prudential Regulation Authority (PRA), we are consulting on proposals for regulatory references as part of the wider package of reforms that aim to improve accountability in banks and insurers.
  6. CP15/34: Regulatory fees and levies: policy proposals for 2016/17 [pdf]

    Consultation papers Published: 28/10/2015 Last modified: 15/12/2015
    This Consultation Paper (CP) sets out our proposed policy changes to how our fees will be raised from 2016/17. We are funded entirely by the fees and levies recovered from the firms we regulate – we receive no subsidies from other sources.
  7. CP15/22 Strengthening accountability in banking: Final rules (including feedback on CP14/31 and CP15/5) and consultation on extending the Certification Regime to wholesale market activities [pdf]

    Consultation papers Published: 07/07/2015 Last modified: 07/07/2015
  8. GC18/4: Senior Managers and Certification Regime: Proposed guidance on statements of responsibilities and responsibilities maps for FCA firms [pdf]

    Guidance consultations Published: 11/10/2018
  9. CP18/32: Recovering the costs of the Office for Professional Body Anti-Money-laundering Supervision (OPBAS): proposed fee rates for 2018/19 [pdf]

    Consultation papers Published: 18/10/2018
  10. CP18/19: Introducing the Directory [pdf]

    Consultation papers Published: 04/07/2018