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Showing 752 to 761 of 2624 search results for Brexit consultations.

  1. CP18/4: The European Money Market Funds (MMF) Regulation [pdf]

    Consultation papers Published: 24/01/2018
    This CP sets out our proposed Handbook changes and approach to FCA fees in relation to the European Money Market Funds Regulation (the MMF Regulation, or the Regulation).
  2. CP17 /41: Individual accountability: Transitioning insurers and individuals to the Senior Managers & Certification Regime [pdf]

    Consultation papers Published: 13/12/2017
    We are consulting on how FSMA authorised firms and individuals will move to the Senior Managers and Certification Regime.
  3. CP17/40: Individual accountability: Transitioning FCA firms and individuals to the Senior Managers & Certification Regime [pdf]

    Consultation papers Published: 13/12/2017
    We are consulting on how FSMA authorised firms and individuals will move to the Senior Managers and Certification Regime.
  4. CP14/9 - Client Money held in Individual Savings Accounts [pdf]

    Consultation papers Published: 11/06/2014 Last modified: 11/06/2014
    In this Consultation Paper we publish proposals to amend client money rules in response to changes made to ISAs in the 2014 Budget.
  5. CP14/4 - Quarterly consultation No.4 [pdf]

    Consultation papers Published: 06/03/2014 Last modified: 06/03/2014
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.
  6. CP17/21: Proposal to create a new premium listing category for sovereign controlled companies [pdf]

    Consultation papers Published: 13/07/2017
  7. CP18/23: Claims management companies: recovering the costs of regulation and the Financial Ombudsman Service [pdf]

    Consultation papers Published: 20/08/2018
    On 1 April 2019 we will become the regulator of claims management companies (CMCs) established or serving customers, in England, Wales and Scotland. Firms that wish to continue trading from 1 April 2019 will have to register for temporary
  8. FSA - GC12/7 [pdf]

    Guidance consultations Published: 28/06/2012 Last modified: 11/07/2016
    This document discusses how this consultation will work, as well as setting out our analysis of the costs and benefits of this guidance material. We welcome any comments you may have.
  9. CP13/12 - CRD IV for Investment Firms 2 - Implementation [pdf]

    Consultation papers Published: 10/10/2013 Last modified: 10/10/2013
    This Consultation Paper (CP) sets out our proposed changes to the FCA Handbook as a result of the transposition of CRD IV in relation to reporting, remuneration policies and the interaction between CRD IV and AIFMD/UCITS.
  10. CP13/7 - Consequential Changes to the Listing Rules resulting from the BIS Directors’ Remuneration Reporting Regulations and Narrative Reporting Regulations [pdf]

    Consultation papers Published: 28/08/2013 Last modified: 28/08/2013
    This Consultation paper sets out our proposals for changes to the Listing Rules in response to new Directors’ Remuneration Reporting Regulations and Narrative Reporting Regulations.