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Showing 762 to 771 of 2633 search results for Brexit consultations.

  1. CP17/40: Individual accountability: Transitioning FCA firms and individuals to the Senior Managers & Certification Regime [pdf]

    Consultation papers Published: 13/12/2017
    We are consulting on how FSMA authorised firms and individuals will move to the Senior Managers and Certification Regime.
  2. CP14/5 - Changes to regulatory reporting: Adviser and consultancy charging, Authorised Professional Firms (APFs) and Product Sales Data (PSD) [pdf]

    Consultation papers Published: 07/03/2014 Last modified: 05/06/2014
    This Consultation Paper forms part of our ongoing commitment to ensure the data we require firms to provide is collected appropriately.
  3. FSA - GC12/5 [pdf]

    Guidance consultations Published: 29/03/2012 Last modified: 11/07/2016
    This consultation seeks views on the changes we propose to make to our regulatory guide, Financial crime: a guide for firms in response to the findings of our thematic review, Antibribery and corruption systems and controls in investment banks.
  4. CP13/1 - FCA Regulated fees and levies: Rates proposals 2013/14 [pdf]

    Consultation papers Published: 09/04/2013 Last modified: 30/05/2013
    Consultation CP13/1 - FCA Regulated fees and levies: Rates proposals 2013/14 - This CP covers the proposed 2013/14 regulatory fees and levies for the Financial Conduct Authority (FCA), the Financial Ombudsman Service (FOS) and the Money Advice
  5. CP17/20: Staff incentives, remuneration and performance management in consumer credit [pdf]

    Consultation papers Published: 04/07/2017
    Findings from our thematic review and proposed new rule and guidance
  6. CP17/24: Information about current account services [pdf]

    Consultation papers Published: 25/07/2017
    We are consulting on proposals to require current account providers to publish information on service and performance.
  7. CP18/22: Handbook changes to reflect the application of the EU Securitisation Regulation and the amendment to the Capital Requirement Regulation [pdf]

    Consultation papers Published: 01/08/2018
    The Securitisation Regulation and related amendment to the Capital Requirements Regulation (CRR) entered into force on 18 January 2018. Most of their provisions will come into effect on 1 January 2019. We are consulting on a number of changes to
  8. CP17/37: Industry Codes of Conduct and Discussion Paper on FCA Principle 5 [pdf]

    Consultation papers Published: 03/11/2017
    We are consulting on our approach to supervising adherence to proper standards of market conduct for unregulated markets and activities, including standards set out in industry-written codes of conduct.
  9. CP17/35: Recovering the costs of the Office for Professional Body Anti-Money Laundering Supervision (OPBAS): fees proposals [pdf]

    Consultation papers Published: 27/10/2017
    We are consulting on proposals for recovering the costs of establishing and running the Office for Professional Body Anti-Money Laundering Supervision (OPBAS).
  10. CP17/25: Individual accountability - extending the Senior Managers and Certification Regime to all FCA firms [pdf]

    Consultation papers Published: 26/07/2017
    We are consulting on the extension of the Senior Managers and Certification Regime to all FSMA authorised firms.