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Showing 782 to 791 of 2624 search results for Brexit consultations.

  1. CP17/17: Handbook changes to reflect the application of the EU Benchmarks Regulation [pdf]

    Consultation papers Published: 22/06/2017
    We are consulting on proposed changes to our Handbook to accompany the application of the EU Benchmarks Regulation (BMR) from 1 January 2017.
  2. GC17/7: Proposed guidance on a sourcebook for professional body supervisors on anti-money laundering supervision [pdf]

    Guidance consultations Published: 24/07/2017
    We are consulting on proposed text for a specialist sourcebook for professional body supervisors, that sets out expectations in relation to anti-money laundering supervision.
  3. MiFID II conference

    News stories Published: 19/09/2014 Last modified: 09/12/2016
    remaining Level 2 policy questions detail in the European Securities and Markets Authority (ESMA) consultation.
  4. FSA - GC11/11 [pdf]

    Guidance consultations Published: 17/05/2011 Last modified: 11/07/2016
    We have reviewed our guidance on reporting on-exchange derivatives transactions conducted through exchange platforms.
  5. GC17/5: Proposed guidance on our approach to the review of Part VII insurance business transfers [pdf]

    Guidance consultations Published: 15/05/2017
    We are consulting on our approach to reviewing insurance business transfers schemes under Part VII of the Financial Services and Markets Act 2000.
  6. Complaints Scheme: our approach to remedies

    Statements Published: 16/06/2020 Last modified: 13/03/2024
    This statement explains our current approach to deciding what we do when we agree that a complaint made about the FCA under the Complaints Scheme (the Scheme) is well founded.  We aim to apply a consistent and fair approach to ensure remedies are
  7. FSA - GC11/3 [pdf]

    Guidance consultations Published: 10/02/2011 Last modified: 11/07/2016
    The guidance contains information on what we expect for such promotions to be fair, clear and not misleading.
  8. FSA - GC11/5 [pdf]

    Guidance consultations Published: 10/02/2011 Last modified: 11/07/2016
    This Code of Practice (the Code) comprises of general guidance made under section 158(1) of the Financial Services and Markets Act 2000
  9. GC 16/8: Amendments to Guidance on loan to income ratios in mortgage lending [pdf]

    Guidance consultations Published: 30/11/2016
  10. CP17/13: Fourth money laundering directive and fund transfer regulation implementation (DEPP and EG) [pdf]

    Consultation papers Published: 12/06/2017
    We are consulting on our proposals to ensure that our guidance, policies and procedures relating to the use of our powers under the new money laundering regulations are up to date, effective and proportionate.