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Showing 792 to 801 of 2624 search results for Brexit consultations.

  1. FSA - GC10/5 [pdf]

    Guidance consultations Published: 09/11/2010 Last modified: 11/07/2016
    The Individual Liquidity Systems Assessment (ILSA) only concerns simplified Individual Liquidity Adequacy Standards (ILAS) BIPRU firms.1 Any references to a ‘firm’ mean a simplified ILAS BIPRU firm.
  2. FSA - GC11/4 [pdf]

    Guidance consultations Published: 10/04/2011 Last modified: 11/07/2016
    The guidance relates only to those topics discussed at the Breakfast meetings and is not intended to reflect the full range of issues relating to good governance.
  3. FSA - GC10/1 [pdf]

    Guidance consultations Published: 11/10/2011 Last modified: 11/07/2016
    The draft guidance was prepared in response to firms’ requests for additional information about the application of our new liquidity regime to non-ILAS BIPRU firms.
  4. FSA - GC11/16 [pdf]

    Guidance consultations Published: 11/07/2011 Last modified: 11/07/2016
    The financial crisis has led to a re-evaluation of supervisory approaches and standards, not only in the UK, but also by other major market regulators and international regulatory bodies.
  5. FSA - GC11/1 [pdf]

    Guidance consultations Published: 10/02/2011 Last modified: 11/07/2016
    The purpose of the guidance is to help firms improve the standards by which they are providing investment advice or discretionary management services to retail customers.
  6. FSA - GC11/10 [pdf]

    Guidance consultations Published: 03/05/2011 Last modified: 11/07/2016
    This document sets out what we found during a prudential review of firms’ mortgage forbearance and impairment provisions processes, and sets out actions we want firms to take.
  7. FSA - GC12/3 [pdf]

    Guidance consultations Published: 27/02/2012 Last modified: 11/07/2016
    The proposed guidance pulls together published material on the standard for independent advice and elaborates on certain aspects, namely relevant markets, model portfolios, discretionary management services and specialists.
  8. FSA - GC11/13 [pdf]

    Guidance consultations Published: 08/06/2011 Last modified: 05/08/2016
    We are writing to firms operating online price comparison websites to highlight our concerns about the fair treatment of consumers and give guidance on our requirements.
  9. FSA - PS10/2 [pdf]

    Policy statements Published: 26/02/2010 Last modified: 30/05/2013
    Policy FSA - PS10/2 - This Policy Statement PS10/2 reports on the main issues arising from Consultation Paper 09/24 and Consultation Paper 09/28 and publishes final rules.
  10. FSA - PS11/12 [pdf]

    Policy statements Published: 03/11/2011 Last modified: 30/05/2013
    Policy FSA - PS11/12 - This Policy Statement reports on the main issues arising from Consultation Paper 11/9 (Strengthening Capital Standards 3 – further consultation on CRD3) and publishes final rules.