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Showing 802 to 811 of 2624 search results for Brexit consultations.
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Brexit
The UK has left the EU. Find out what this means for consumers and firms. -
FSA - GC11/28 [pdf]
This guidance is likely to be of most relevance to Firms that advise on TLPIs. Investment managers whose investments include exposure to TLPIs. Firms approving financial promotions for TLPIs. -
FSA - GC10/8 [pdf]
A chronological review of the qualitative review to date, setting out the widespread failure of most firms who have been reviewed, to demonstrate full compliance despite previously attesting to compliance. -
FSA - GC11/25 [pdf]
This paper recommends that this boundary is raised from £50m capital resources to £100m for banks and building societies, aligning it with the corresponding boundary for BIPRU 730K firms (that is a full scope BIPRU investment firm). -
FSA - GC11/15 [pdf]
We publish industry updates on issues or trends that we identify through our routine monitoring of financial promotions compliance. The aim of these publications is to capture emerging concerns and to clarify our expectations of firms. -
FSA - GC11/23 [pdf]
This paper sets out our view about payment for order flow (PFOF) arrangements. We define PFOF as an arrangement whereby a broker receives payment from market makers, in exchange for sending order flow to them. -
FSA - GC10/7 [pdf]
The survey concentrated on six areas. In general, oversight strengths and weaknesses at the firms were mixed across the topics; but there were no firms which showed weak practices across all the areas. -
FSA - GC11/12 [pdf]
We are issuing this guidance to set out our expectations on firms using the Supervisory Formula Method (SFM) to calculate risk-weighted exposure amounts (RWEA) for unrated securitisation positions. -
CP17/3: Proposed Handbook changes to reflect the new regulatory framework for Insurance Linked Securities [pdf]
We are consulting on our proposals for the changes required to the FCA Handbook to incorporate the new regulated activity of insurance risk transformation. -
CP17/5: Reforming the availability of information in the UK equity IPO process [pdf]
We are consulting on a package of policy proposals intended to improve the range and quality of information that is available to investors during the UK equity IPO process. -
GC17/1: Changes to the way firms calculate redress for unsuitable defined benefit pension transfers [pdf]
We are consulting on updating the methodology used to calculate the levels of redress due in cases of unsuitable advice on transfers from defined benefit pension schemes to personal pensions.