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Showing 812 to 821 of 2624 search results for Brexit consultations.
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Brexit
The UK has left the EU. Find out what this means for consumers and firms. -
GC17/2: Treatment of politically exposed persons (PEPs) under the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [pdf]
We are consulting on new guidance for how financial services firms should treat customers who are politically exposed persons when meeting their anti-money laundering obligations. -
FSA - GC11/21 [pdf]
Proposed guidance on transaction reporting for transactions on Turquoise Derivatives and derivative transactions conducted through clearing platforms of derivative markets where the reference data for these transactions is not made available to the -
FSA - GC11/17 [pdf]
This paper is the next of a series issued by the FSA to assist firms and supervisors in understanding, assessing and enhancing the adequacy and effectiveness of operational risk (OR) frameworks used by firms to implement the standardised approach -
FSA - GC10/3 [pdf]
The guidance is non-exhaustive and non-prescriptive and we expect it will be used to inform good practice. It focuses on operational risk governance and risk management structures, identifying, managing, monitoring and reporting operational risk and -
FSA - GC11/7 [pdf]
We are writing to all general insurance firms with our concerns about how current market conditions are increasing the risks of inadequate pricing and reserving in the sector, and creating potential pressures within firms’ reserving governance -
FSA - GC11/26 [pdf]
This guidance is likely to be of most relevance to Firms who provide or distribute short-term payment protection products (in particular short term income protection or debt freeze/debt waiver), or who are considering doing so. -
FSA - GC11/14 [pdf]
This guidance relates to the position where, in broad terms, a firm is hiring a new staff member (X) and is seeking to ‘buy out’ an existing award of deferred variable remuneration made by X’s previous employer. -
FSA - GC11/20 [pdf]
During our RDR roadshows we were asked specific questions about the changes and what firms are required to do. We publish some of these FAQs to further clarify our rules and our expectations of firms post-RDR. -
CP16/32: Handbook changes to reflect the introduction of the Lifetime ISA [pdf]
We are consulting on proposals to introduce a Lifetime Individual Savings Account (LISA) and the changes required to our Handbook rules. -
CP16/41: Amendments to Notes for completion of the MLAR [pdf]
We are consulting on proposals to update the notes for completion of the MLAR and to make a minor change to our second charge mortgage reporting form (MLA-D1).