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Showing 822 to 831 of 2624 search results for Brexit consultations.

  1. FSA - GC11/2 [pdf]

    Guidance consultations Published: 11/02/2011 Last modified: 11/07/2016
    As a firm, you are required to explain products and services clearly and give consumers fair and clear information, which is not misleading. This article runs through what we, the FSA, expect of you when it comes to promoting financial products and
  2. FSA - GC11/8 [pdf]

    Guidance consultations Published: 02/03/2011 Last modified: 11/07/2016
    During the course of the two rounds of our reverse stress-testing surgeries – which were held in April/May and September/October 2010 for firms that are subject to our requirements about reverse stress-testing – a large number of issues were
  3. CP16/25: Whistleblowing in UK branches of overseas banks [pdf]

    Consultation papers Published: 28/09/2016
    We are consulting on our proposed approach to apply new whistleblowing requirements to UK branches of overseas banks. It does not apply to UK branches of overseas insurers.
  4. CP16/16: Minor Handbook changes related to mortgage borrowers with a payment shortfall [pdf]

    Consultation papers Published: 10/06/2016 Last modified: 10/06/2016
  5. FSA - GC10/4 [pdf]

    Guidance consultations Published: 05/10/2010 Last modified: 11/07/2016
    Chi-X is launching trading in a new type of instrument on 8 November 2010 – centrally cleared contracts for difference (ccCFDs). These new instruments fall under our transaction reporting regime as the underlying instruments to these CFDs are all
  6. CP16/26: Guidance on the duty of responsibility: amendments to the Decision Procedure and Penalties Manual [pdf]

    Consultation papers Published: 28/09/2016
    We are consulting on proposals to amend the Decision Procedure and Penalties Manual (DEPP) that will give guidance on how we will enforce the ‘duty of responsibility’.
  7. CP16/19: Markets in Financial Instruments Directive II Implementation [pdf]

    Consultation papers Published: 29/07/2016 Last modified: 29/07/2016
    We set out our latest implementation proposals, and seek views on the proposed changes to the FCA Handbook.
  8. FSA - GC10/2 [pdf]

    Guidance consultations Published: 15/10/2010 Last modified: 15/07/2016
    Our reviews in the income-producing real estate (IPRE) asset class have covered a large number of firms and portfolios. As a result of these reviews, we believe IPRE is a particularly difficult asset class for which to build effective rating systems
  9. Re-Consultation UKLA Technical Note 406.1 - Application of related party rules to funds investing in highly illiquid asset classes [pdf]

    UK Listing Authority Published: 23/11/2015 Last modified: 23/11/2015
  10. CP15/36: Future regulatory treatment of CCA regulated first charge mortgages [pdf]

    Consultation papers Published: 06/11/2015 Last modified: 06/11/2015