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Showing 912 to 921 of 2624 search results for Brexit consultations.

  1. CP13/16 - Competition in the market for services provided by a Recognised Investment Exchange: proposed amendments to REC [pdf]

    Consultation papers Published: 18/11/2013 Last modified: 18/11/2013
  2. FSA - GC12/6 [pdf]

    Guidance consultations Published: 04/04/2012 Last modified: 11/07/2016
    The purpose of the guidance is to help firms improve the standards by which they are providing investment advice to retail customers.
  3. Report fee tariff data

    Tasks for regulated firms Published: 08/05/2015 Last modified: 15/02/2023
    Read FCA guidance on how to fill in your online tariff data forms and provide information about your firm that will help calculate annual fees for the next financial year.
  4. FSA - GC12/12 [pdf]

    Guidance consultations Published: 23/10/2012 Last modified: 11/07/2016
    This is the second review of SIPP operators we have conducted since April 2007, when the specific activity of administering Self-Invested Personal Pensions (SIPPs) became regulated by the Financial Services Authority (FSA).
  5. FSA - GC12/9 [pdf]

    Guidance consultations Published: 26/07/2012 Last modified: 11/07/2016
    The purpose of this paper is to set out FSA’s further guidance on the scope of the inspection and report of the APM and seek feedback from market participants on them.
  6. GC13/3 Examples of good and poor practice in “Banks’ control of financial crime risks in trade finance” [pdf]

    Guidance consultations Published: 02/07/2013 Last modified: 02/07/2013
    The proposed guidance sets out examples of good and poor practice to help banks strengthen their financial crime systems and controls in trade finance.
  7. CP14/6 - FCA Regulated fees and levies: Rates proposals 2014/15 [pdf]

    Consultation papers Published: 31/03/2014 Last modified: 05/06/2014
    We are consulting on our proposed 2014/15 regulatory fees and levies for the FCA, the Financial Ombudsman Service (ombudsman service) general levy, and the Money Advice Service.
  8. PS21/18: Restricting CMC charges for financial products and services claims [pdf]

    Policy statements Published: 29/11/2021
    This policy statement sets out new rules for claims management companies following our consultation in CP21/1.
  9. FSA - GC12/10 [pdf]

    Guidance consultations Published: 26/07/2012 Last modified: 11/07/2016
    This guidance statement represents our guidance in a field where new requirements relating to remuneration are being implemented within the EEA. We recognise this will be an evolving process, and intend to keep the guidance set out here under review.
  10. FSA - GC12/4 [pdf]

    Guidance consultations Published: 06/03/2012 Last modified: 11/07/2016
    In this guidance we refer to letters or other types of communications used to contact consumers to ask them to respond if they would like their sale to be reviewed as PPI consumer contact letters.