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Showing 922 to 931 of 2624 search results for Brexit consultations.

  1. CP13/14 - Regulatory fees and levies: policy proposals for 2014/15 [pdf]

    Consultation papers Published: 31/10/2013 Last modified: 31/10/2013
    This CP sets out our proposed policy changes to our fee and levy regimes. We are funded entirely by the fees and levies recovered from the firms we regulate – we receive no subsidies from other sources.
  2. CP14/17 Early implementation of the Transparency Directive’s requirements for reports on payments to governments [pdf]

    Consultation papers Published: 26/08/2014 Last modified: 26/08/2014
    We are consulting on the early implementation of the Transparency Directive Amending Directive 2013/50/EU requirement for issuers who are active in the extractive or logging of primary forest industries to prepare a report annually on payments made
  3. FSA - GC12/11 [pdf]

    Guidance consultations Published: 17/03/2013 Last modified: 11/07/2016
    We have developed this guidance to help firms identify and manage the risks from incentive schemes. The guidance sets out a number of ways, but not the only ways, firms can comply with the relevant requirements set out in the FSA Handbook.
  4. How the temporary permissions regime (TPR) and financial services contracts regime (FSCR) will enable EEA-based firms to continue operating in the UK after Brexit [pdf]

    Documents Published: 13/03/2019 Last modified: 18/11/2020
    How the TPR and FSCR will enable EEA-based firms to continue operating in the UK after the end of the transition period.
  5. GC13/1 Proposed guidance on oversight of member controls carried out by recognised investment exchanges (RIEs) and multi-lateral trading facilities (MTFs) [pdf]

    Guidance consultations Published: 23/04/2013 Last modified: 30/05/2013
    Guidance is being issued following industry requesting clarification of FCA expectations.
  6. PS14/2 - Incoming Statutory Regime for Primary Information Providers – including feedback on CP13/8 and final rules [pdf]

    Policy statements Published: 31/01/2014 Last modified: 31/01/2014
    In this Policy Statement we report on the main issues arising from Consultation Paper 13/8 (Arrangements for the Disclosure of Regulated Information. Feedback on CP12/3, CP13/5 and CP13/6 and supplementary consultation) and publish the final rules.
  7. PS21/24: Enhancing climate-related disclosures by asset managers, life insurers and FCA-regulated pension providers [pdf]

    Policy statements Published: 17/12/2021
    In this Policy Statement (PS 21/24), we summarise the feedback we received to our consultation and confirm our final policy position.
  8. Repeal and replacement of assimilated law

    Firms Published: 13/07/2023 Last modified: 01/05/2024
    Documents on the repeal and replacement of provisions in the retained EU law.
  9. FG16/2: Primary Market Bulletin No.12

    Newsletters Published: 29/03/2016 Last modified: 03/09/2016
    FG16/2: Primary Market Bulletin No.12. Newsletters First published:. 29/03/2016. Last updated: 03/09/2016. FG16/2: Primary Market Bulletin No.12. November 2015. The Knowledge Base is the UKLA’s repository of non-handbook commentary that has the
  10. Changes to the Financial Promotions Order

    Statements Published: 06/03/2024 Last modified: 06/03/2024
    The FCA has carried out changes to Financial Promotion Order exemptions for high net worth individuals.