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Showing 132 to 141 of 441 search results for Brexit preparations.
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Brexit
The UK has left the EU. Find out what this means for consumers and firms. -
Regulation for a different world
Speech by our CEO, Nikhil Rathi, on Regulation for a Different World at the Association of Foreign Banks. -
FCA confirms PRIIPs regulations
We’ve confirmed rules to change disclosure documents provided to retail investors under the PRIIPs regulation. -
Electronic Commerce Directive: operation after the transition period
The ability for UK firms to continue to service EEA customers using the ECD exclusion has ended. Find out more about how this may affect you. -
Market Watch issue 64: market conduct and Brexit and MiFID II transaction reporting issues [pdf]
This edition of Market Watch provides important information to help MiFID II firms prepare for the end of the transition period. -
Market Watch issue 61 [pdf]
This edition of Market Watch provides important information to help firms prepare for a possible no deal Brexit on 31 October. -
Brexit: our approach to non-Handbook guidance where it relates to EU-law or EU-derived law [pdf]
This document sets out our approach to existing non-Handbook guidance where it relates to EU law or EU-derived law. -
Outsourcing and operational resilience
The FCA explains the implications for operational resilience for regulated firms using outsourcing and other third party service providers, and what it expects from them. -
Conduct Risk Briefing
Speech by Robert Taylor, Head of Wealth Management & Private Banking, at the FCA. This is the text of the speech as drafted, which may differ from the delivered version. -
Report fee tariff data
Read FCA guidance on how to fill in your online tariff data forms and provide information about your firm that will help calculate annual fees for the next financial year. -
FCA update on share trading obligations
ESMA has today published a statement on the revised scope of the EU’s share trading obligation (STO) under a no-deal scenario, following their initial announcement on 19 March 2019.