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Showing 132 to 141 of 441 search results for Brexit preparations.

  1. Regulation for a different world

    Speeches Published: 06/05/2021 Last modified: 07/05/2021
    Speech by our CEO, Nikhil Rathi, on Regulation for a Different World at the Association of Foreign Banks.
  2. FCA confirms PRIIPs regulations

    News stories Published: 25/03/2022 Last modified: 25/11/2022
    We’ve confirmed rules to change disclosure documents provided to retail investors under the PRIIPs regulation.
  3. Electronic Commerce Directive: operation after the transition period

    Firms Focus areas Published: 16/07/2020 Last modified: 12/01/2023
    The ability for UK firms to continue to service EEA customers using the ECD exclusion has ended. Find out more about how this may affect you.
  4. Market Watch issue 64: market conduct and Brexit and MiFID II transaction reporting issues [pdf]

    Newsletters Published: 27/08/2020 Last modified: 27/08/2020
    This edition of Market Watch provides important information to help MiFID II firms prepare for the end of the transition period.
  5. Market Watch issue 61 [pdf]

    Newsletters Published: 07/10/2019
    This edition of Market Watch provides important information to help firms prepare for a possible no deal Brexit on 31 October.
  6. Brexit: our approach to non-Handbook guidance where it relates to EU-law or EU-derived law [pdf]

    Corporate documents Published: 29/03/2019
    This document sets out our approach to existing non-Handbook guidance where it relates to EU law or EU-derived law.
  7. Outsourcing and operational resilience

    Firms Focus areas Published: 09/01/2020 Last modified: 02/05/2024
    The FCA explains the implications for operational resilience for regulated firms using outsourcing and other third party service providers, and what it expects from them.
  8. Conduct Risk Briefing

    Speeches Published: 28/11/2014 Last modified: 28/11/2014
    Speech by Robert Taylor, Head of Wealth Management & Private Banking, at the FCA. This is the text of the speech as drafted, which may differ from the delivered version.
  9. Report fee tariff data

    Tasks for regulated firms Published: 08/05/2015 Last modified: 15/02/2023
    Read FCA guidance on how to fill in your online tariff data forms and provide information about your firm that will help calculate annual fees for the next financial year.
  10. FCA update on share trading obligations

    Statements Published: 29/05/2019 Last modified: 29/05/2019
    ESMA has today published a statement on the revised scope of the EU’s share trading obligation (STO) under a no-deal scenario, following their initial announcement on 19 March 2019.