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Showing 162 to 171 of 441 search results for Brexit preparations.

  1. Brexit

    The UK has left the EU. Find out what this means for consumers and firms.

  2. Video transcript: How firms could be affected by Brexit [pdf]

    Transcripts Published: 18/10/2019
    Transcript of our 'How firms could be affected by Brexit' video.

  3. List of EEA market operators applying to become a recognised overseas investment exchange (ROIE)

    Statements Published: 30/01/2019 Last modified: 04/08/2021
    In September 2018, we published a direction (PDF) that clarified how market operators (as defined by MiFID II) from the European Economic Area (EEA) can apply to become a recognised overseas investment exchange (ROIE). This would enable EEA market

  4. Supervising firms in SRO

    Firms Focus areas Last modified: 02/01/2024
    We explain how we supervise firms in the temporary permissions regime (TPR).

  5. Effective global regulation in capital markets

    Speeches Published: 05/12/2017 Last modified: 11/04/2018
    Speech by Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered to ICI Global Conference, London

  6. Our investigations – the evolving approach

    Speeches Published: 15/06/2017 Last modified: 15/06/2017
    Speech by Jamie Symington, Director of Investigations at the FCA, at the Legal Week Banking Litigation and Regulation Forum.

  7. Cryptoasset firms marketing to UK consumers

    Published: 08/06/2023 Last modified: 15/11/2023
    All cryptoasset firms marketing to UK consumers will need to comply with the UK financial promotions regime.

  8. Exemptions from short-selling requirements

    Markets Short selling Published: 12/05/2016 Last modified: 31/08/2023
    The EU Short Selling Regulation (SSR) introduced a private and public notification regime for investors. Learn more about exemptions, requirements, ESMA and SSR.

  9. Short selling restrictions and prohibitions

    Markets Short selling Published: 17/03/2020 Last modified: 12/08/2022
    Find out the current short selling restrictions or prohibitions.

  10. Global regulation in the post-crisis era

    Speeches Published: 30/06/2016 Last modified: 01/07/2016
    Speech by John Griffith-Jones, Chairman, FCA, delivered at the TheCityUK Annual Conference on 30 June 2016.

  11. Revised note on the UK notification process for market makers and authorised primary dealers [pdf]

    Policy statements Published: 31/05/2013
    We set out the process for making notifications to us after the Brexit transition period as required under the UK SSR.
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