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Showing 372 to 381 of 441 search results for Brexit preparations.

  1. FCA sets out ideas to improve information provided to retail investors

    Press Releases Published: 13/12/2022 Last modified: 15/12/2022
    The FCA is seeking views on how to ensure investors get clear, helpful information.
  2. DRSP authorisation and supervision forms

    Firms Markets Markets policy Published: 13/01/2017 Last modified: 15/12/2022
    We have a number of MAR 9 forms to help your application process. 'Find out about the different data reporting services providers (DRSP) authorisation and supervision documents you may need.
  3. First Supervisory Notice 2021: ICC Intercertus Capital Limited [pdf]

    Supervisory notices Published: 26/05/2021
    This FSN (ICC Intercertus Capital Limited) concerns the FCA’s use if its power of intervention in respect of a firm operating post-Brexit under the Temporary Permissions Regime.
  4. Nikhil Rathi discusses the FCA’s pandemic response and his vision for the future

    News stories Published: 10/11/2020 Last modified: 10/11/2020
    Read the highlights of new FCA Chief Executive Nikhil Rathi's first Inside FCA Podcast interview
  5. FCA commences criminal proceedings for fraud and unauthorised business

    Press Releases Published: 22/04/2021 Last modified: 22/04/2021
    Following an investigation, the FCA has commenced criminal proceedings against Larry Barreto and Tassib Hussain.
  6. Karina McTeague speech on retail banking and payments at the PayExpo 2017

    Speeches Published: 13/11/2017 Last modified: 13/11/2017
    Speech delivered by Karina McTeague, Director of Retail Banking Supervision at the FCA, at the PayExpo 2017 on changes within the payments landscape.
  7. CP23/23: Prudential assessment of acquisitions and increases in control

    Consultation papers Published: 23/11/2023 Last modified: 26/02/2024
    We are consulting on proposals to replace EU guidelines on the prudential assessment of acquisitions and increases of qualifying holdings in the financial sector.
  8. The UK listing regime - developments since the UK Listings Review and next steps for reform

    Speeches Published: 06/02/2024 Last modified: 06/02/2024
    Speech by Clare Cole, Director of Market Oversight, at the Westminster Business Forum.
  9. FCA charges Stephen Allen with conspiracy to pervert the course of justice 

    Press Releases Published: 28/10/2020 Last modified: 28/10/2020
    The FCA has commenced criminal proceedings against Stephen Allen following an investigation.
  10. FCA confirms approach to European firms temporarily operating in the UK

    Press Releases Published: 18/01/2022 Last modified: 21/01/2022
    European firms wishing to remain in the temporary permissions regime (TPR) need to meet our standards to continue operating in the UK.