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Showing 422 to 431 of 441 search results for Brexit preparations.

  1. Brexit

    The UK has left the EU. Find out what this means for consumers and firms.

  2. Coronavirus and 10% depreciation notifications: further temporary measures for firms

    Statements Published: 30/09/2020 Last modified: 21/12/2021
    This statement is for firms providing portfolio management services or holding retail client accounts that include positions in leveraged financial instruments or contingent liability transactions.

  3. JPMorgan Chase Bank N.A. fined £137,610,000 for serious failings relating to its Chief Investment Office’s “London Whale” trades

    Press Releases Published: 19/09/2013 Last modified: 19/09/2013
    In preparation for a regulatory filing (of J.P. Morgan Chase & Co (the Group)’s first quarter net income) on 10 May 2012, the firm’s senior management had commissioned a

  4. Investing in outcomes: a regulatory approach to deliver for consumers, markets and competitiveness

    Speeches Published: 14/03/2024 Last modified: 14/03/2024
    Speech by Nikhil Rathi, FCA Chief Executive delivered at the Morgan Stanley European Financials Conference.

  5. Statement on various MiFID obligations and benchmarks regulation if the UK leaves the EU without an implementation period

    Statements Published: 13/03/2019 Last modified: 13/03/2019
    ESMA has published a statement clarifying its approach to aspects of the MiFID position limits regime, post-trade transparency requirements, derivatives trading obligation and benchmarks regulation if the UK leaves the EU without an implementation

  6. Financial services regulation and enforcement: recent developments and emerging issues

    Speeches Published: 09/10/2013 Last modified: 10/10/2013
    Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the NERA Economic Consulting seminar, London. This is the text of the speech as drafted, which may differ from the delivered version.

  7. Our approach to overseas market operators seeking to apply to become a recognised overseas investment exchange (ROIE)

    Statements Published: 14/09/2018 Last modified: 04/08/2021
    We have published a revised direction. This replaces the temporary direction put in place in September 2018

  8. FSA/FCA Interest Rate Hedging Products Lessons Learned Review deadline extended until early 2021

    News stories Published: 20/03/2020 Last modified: 20/03/2020
    John Swift QC, the Independent Reviewer examining the Financial Services Authority (FSA) and Financial Conduct Authority (FCA)'s supervisory intervention in relation to Interest Rate Hedging Products (IRHPs), has informed the FCA that the deadline

  9. FSA - PS13/2 Final rules for inflation-adjusted illustrations for personal pensions and new guidance on preparing product information

    Policy statements Published: 21/03/2013 Last modified: 07/02/2022
    In CP12/29 we consulted on draft rules to move to inflation-adjusted illustrations for personal pensions and also new guidance for the preparation of product information. This Policy Statement (PS) provides feedback on the responses we received and

  10. FCA fines compliance officer and broker whose actions enabled market abuse to be committed in October 2010

    Press Releases Published: 08/08/2013 Last modified: 17/09/2013
    The Financial Conduct Authority (FCA) has fined David Davis, senior partner and compliance officer of Paul E Schweder Miller & Co, £70,258, and Vandana Parikh, a broker at the same firm, £45,673, for failing to act with due skill, care and

  11. Cost of Living: good and poor practice in the general insurance market

    Good and poor practice Published: 03/07/2023 Last modified: 03/07/2023
    We have reviewed how home and motor insurers are supporting customers in financial difficulty and handling claims. We found examples of good practice, but also areas where firms need to improve.
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