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Showing 182 to 191 of 264 search results for Brexit transition period ends.

  1. Reporting of securities financing transactions under UK SFTR after the transition period [pdf]

    Documents Published: 24/11/2020
    We explain what TRs, and UK counterparties that use them, should do to make sure they comply with UK Securities Financing Transactions Regulation (UK SFTR) reporting obligations from the end of the transition period.
  2. What makes good conduct regulation?

    Speeches Published: 14/02/2017 Last modified: 14/02/2017
    Speech by John Griffith Jones, Chairman at the FCA, delivered at the Cambridge Judge Business School.
  3. Statement on supervision of commodity derivatives position limits

    Statements Published: 20/12/2021 Last modified: 20/12/2021
    In December 2020, we published a Supervisory Statement setting out our approach to operating the MiFID markets regime after the end of the EU withdrawal transition period.
  4. Modelling integrity through culture

    Speeches Published: 19/11/2013 Last modified: 19/11/2013
    Speech by Martin Wheatley, Chief Executive of the FCA, at the FCA Markets Conference 2013. This is the text of the speech as drafted, which may differ from the delivered version.
  5. Primary Market Bulletin 42

    Newsletters Published: 12/12/2022 Last modified: 12/12/2022
    In this edition we cover areas including climate related disclosures, the National Security and Investment Act, unlawful disclosure by Sir Christopher Gent and rules and guidance for cash shells and SPACS on reverse takeovers.
  6. Prospectus Regulation Rules Cross Reference lists

    Markets Published: 26/04/2019 Last modified: 11/01/2023
    The cross reference lists are for issuers to show us how they have complied with the disclosure requirements when submitting documents for FCA approval.
  7. Payments after PSD2: evolution or revolution

    Speeches Published: 10/04/2018 Last modified: 10/04/2018
    Speech delivered by Karina McTeague, Director of Retail Banking Supervision at the FCA, at the Pay360 Conference.
  8. Highlights of the FCA’s new approach in 2021

    Press Releases Published: 31/12/2021 Last modified: 12/01/2022
    Our mission is to protect consumers from harm, enhance the integrity of the UK’s financial system and promote competition. We are continuing to pursue these objectives while also working to become a more innovative, adaptive and assertive regulator
  9. Statement on MiFID trade reporting and position limit obligations

    Statements Published: 01/10/2020 Last modified: 02/10/2020
    ESMA published a statement saying that it has positively assessed UK trading venues in relation to its Opinions on MiFIR trade reporting and commodity derivatives position limits.
  10. PS18/5: Powers in relation to LIBOR contributions

    Policy statements Published: 12/06/2017 Last modified: 14/03/2018
    This Policy Statement sets the approach, criteria and methodology that we propose to apply if we needed to use powers to compel banks to contribute to LIBOR. These are based on responses to our proposals in CP17/15: Powers in relation to LIBOR