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Showing 361 to 370 of 555 search results for Broker Insurance Services Limited.

  1. FCA fines The Carphone Warehouse over £29m for insurance mis-selling

    Press Releases Published: 13/03/2019 Last modified: 20/12/2019
    The Financial Conduct Authority (FCA) has fined The Carphone Warehouse £29,107,600 for failings that led to the mis-selling of ’Geek Squad’, a mobile phone insurance and technical support product. This follows an FCA investigation which stemmed
  2. HomeServe fined £30 million for widespread failings

    Press Releases Published: 13/02/2014 Last modified: 13/02/2014
    The Financial Conduct Authority (FCA) has issued its largest ever retail fine of £30,647,400 to HomeServe Membership Limited (HomeServe). ... HomeServe is an insurance intermediary, which sells home emergency and repairs insurance cover.
  3. Most complained about firms and products revealed

    News stories Published: 15/04/2013 Last modified: 29/11/2016
    We have published the number of complaints received by banks, building societies, insurers and mortgage providers during the second half of 2012, and what those complaints were about. If you are thinking about moving your money, comparing mortgages
  4. Final Notice: Hale Financial Services Limited [pdf]

    Final notices Published: 03/07/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the investment advisory sector. We imposed a cancellation.
  5. Former senior trader sentenced for insider dealing

    Press Releases Published: 19/03/2015 Last modified: 05/04/2023
    In a case brought by the Financial Conduct Authority (FCA), Julian Rifat – a former senior execution trader and portfolio strategist at Moore Europe Capital Management LLC – has today been sentenced at Southwark Crown Court to 19 months
  6. brokerexpressltd.com (Clone of FCA Authorised Firm)

    Warnings Published: 19/05/2022 Last modified: 19/05/2022
    brokerexpressltd.com (Clone of FCA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how
  7. Financial promotions quarterly data 2023 Q3

    Data Published: 03/11/2023 Last modified: 14/02/2024
    We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 July 2023 and 30 September 2023.
  8. FCA confirms guidance for insurance firms on assessing product value

    Press Releases Published: 03/06/2020 Last modified: 03/06/2020
    The Financial Conduct Authority (FCA) is today confirming guidance for insurance firms to consider the impact of coronavirus (Covid-19) on the value of their insurance products
  9. Competition and investment banking

    Speeches Published: 09/07/2014 Last modified: 09/07/2014
    So, quite deliberately, we expect there to be limited cross-over. However, both reviews are central to the FCA achieving its overarching strategic objective of making financial services markets work well. ... Consumers might also benefit from cost savings
  10. Information on Anti Money Laundering investigations in 2021 - February 2022

    FOI Release Date of Release: 16/02/2022
    The FCA answers multiple questions regarding AML investigations in 2021 and enforcement actions.