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Showing 2781 to 2790 of 2927 search results for COINBASE LTD.

  1. The FCA bans Keydata’s former compliance officer, Peter Johnson

    Press Releases Published: 19/05/2016 Last modified: 19/05/2016
    The Financial Conduct Authority (FCA) has banned. Mr Peter Johnson, former compliance officer of Keydata Investment Services Ltd (Keydata), from performing any function in relation to any regulated financial activity and

  2. Ronger Properties Bond / Ronger Properties (clone of a UK registered company)

    Warnings Published: 29/08/2018 Last modified: 29/08/2018
    Ronger Properties Bond / Ronger Properties (clone of a UK registered company) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this

  3. Individual sentenced for role in operating unauthorised collective investment scheme

    Press Releases Published: 19/06/2015 Last modified: 19/06/2015
    Mr Hawkins primarily worked as a salesman and was involved in the management of the three land banking companies Plott UK, European Property Investments (UK) Ltd and Stirling Alexander Limited.

  4. FCA prohibits and fines Omar Hussein for pension switching advice failings

    Press Releases Published: 15/10/2021 Last modified: 15/10/2021
    The FCA has fined Omar Hussein for providing reckless and unsuitable pension switching advice. Mr Hussein has been fined £116,000.

  5. RTC Finance /Icon Markets/First World Consultants Limited (clone of FCA authorised firm)

    Warnings Published: 17/10/2017 Last modified: 21/11/2020
    We have published this statement in order to warn consumers against dealing with unauthorised firms.

  6. Cheap Loans (Clone of FCA authorised firm and UK registered company)

    Warnings Published: 10/06/2022 Last modified: 21/02/2024
    Cheap Loans (Clone of FCA authorised firm and UK registered company) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this

  7. FCA bans and fines Robert Shaw, of TailorMade Independent Ltd, for SIPP advisory failings

    Press Releases Published: 13/08/2015 Last modified: 24/03/2020
    Robert Shaw, former director of advisory firm TailorMade Independent Ltd (TMI) (firm now dissolved), has been banned from senior positions in financial services and fined £41,400 by the Financial Conduct Authority (FCA).

  8. BNY Mellon / The Bank of New York Mellon (International) Ltd (Clone of FCA authorised firms)

    Warnings Published: 21/09/2020 Last modified: 21/06/2021
    BNY Mellon / The Bank of New York Mellon (International) Ltd (Clone of FCA authorised firms) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of

  9. CMG Markets, Mitz Holdings Ltd, Mitz Partnership OÜ (Clone of FCA registered firm)

    Warnings Published: 20/11/2020 Last modified: 02/12/2020
    CMG Markets, Mitz Holdings Ltd, Mitz Partnership OÜ (Clone of FCA registered firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing

  10. First Supervisory Notice 2023: Nexus Independent Financial Advisers Limited & Nexus Investment Managers Limited [pdf]

    Supervisory notices Published: 31/01/2023
    For the reasons given in this First Supervisory Notice the FCA has decided to impose requirements (“the on Nexus Independent Financial Advisers Limited (“Nexus IFA”) and Nexus Investment Managers Limited (“Nexus IM”) with immediate effect.
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