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Showing 2811 to 2820 of 2927 search results for COINBASE LTD.
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FCA fines Sunrise Brokers LLP £642,400 for serious financial crime control failings in relation to cum-ex trading
Sunrise Brokers LLP has been fined over £600,000 for deficient anti money laundering systems and controls -
Lloyds Banking Group fined £117m for failing to handle PPI complaints fairly
The Financial Conduct Authority (FCA) has issued its largest ever retail fine (£117m) to Lloyds Bank Plc, Bank of Scotland Plc and Black Horse Ltd (together Lloyds) for failing to treat -
Upper Tribunal upholds the FCA decision to fine and ban former Keydata executives
The Upper Tribunal has today upheld the Financial Conduct Authority’s (FCA) decision to fine and ban Stewart Ford and Mark Owen, the former CEO and sales director respectively of Keydata Investment Services Ltd (Keydata). -
Two individuals face bans and £1.3m fine for pension transfer advice failings
The FCA has decided to fine Toni Fox £681,536 and David Price £632,594 for their roles in operating a flawed pension advice process. -
O.D.D. ASSET MANAGEMENT / ODD Asset Management (Clone of FCA authorised firm)
O.D.D. ASSET MANAGEMENT / ODD Asset Management (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this -
FCA secures High Court Judgment awarding injunction and over £7 million in penalties against five defendants for market abuse
The High Court today held that the Financial Conduct Authority (FCA) is entitled to permanent injunctions and penalties totalling £7,570,000 against Da Vinci Invest Ltd, Mineworld Ltd, Mr Szabolcs Banya, Mr Gyorgy Szabolcs Brad and Mr Tamas Pornye -
FCA fines and prohibits Mr Stephen Bell, former director of network Financial Group, from performing compliance oversight function
The Final Notice for Financial Ltd and Investments Ltd. -
Consumer alert for consumers of insurance broker firm Professional Construction Risks Ltd (PCRL)
Consumer alert for consumers of insurance broker firm Professional Construction Risks Ltd (PCRL) -
Equity Loans Limited / Equity Loans 4 you (clone of FCA authorised firm)
Equity Loans Limited / Equity Loans 4 you (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this -
Financial Magnum / fin-magnum.com (Clone of FCA Authorised Appointed Representative)
Financial Magnum / fin-magnum.com (Clone of FCA Authorised Appointed Representative) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing