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Showing 2851 to 2860 of 2927 search results for COINBASE LTD.

  1. J.P. Morgan International Bank fined for systems and controls failings in its wealth management business

    Press Releases Published: 23/05/2013 Last modified: 22/11/2021
    The Financial Conduct Authority has fined J.P. Morgan International Bank Limited (JPMIB) £3,076,200 for systems and controls failings relating to its provision of retail investment advice and portfolio investment services.

  2. Cyprus CFD firms Maxiflex Ltd (trading as EuropeFX), Maxigrid Limited (trading as Dualix & AGM Markets), and Reliantco Investments Ltd (trading as UFX)

    Statements Published: 15/06/2020 Last modified: 19/06/2020
    Removal of these firms’ permission to sell contracts for difference (CFDs) to UK consumers.

  3. FCA fines GAM International Management and former Investment Director Timothy Haywood

    Press Releases Published: 30/03/2022 Last modified: 30/03/2022
    The Financial Conduct Authority (FCA) has fined asset manager GAM International Management Limited (GIML) and Timothy Haywood, a former Investment Director and Business Unit Head at GIML.

  4. Capstan Properties NHS Care Home Property Bond (clone of a UK registered company)

    Warnings Published: 19/06/2018 Last modified: 19/06/2018
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

  5. Quantum Wealth Management (clone of an authorised firm and an EEA authorised firm)

    Warnings Published: 15/05/2020 Last modified: 21/11/2020
    Quantum Wealth Management (clone of an authorised firm and an EEA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with

  6. Tiger 21 Wealth Management; t/a United Brokers (clone of authorised firm)

    Warnings Published: 20/06/2019 Last modified: 21/11/2020
    Tiger 21 Wealth Management; t/a United Brokers (clone of authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this

  7. FMG Investment Holdings Ltd trading as ClearSpring Capital (Clone of EEA authorised firm and UK incorporated company)

    Warnings Published: 30/03/2020 Last modified: 30/03/2020
    FMG Investment Holdings Ltd trading as ClearSpring Capital (Clone of EEA authorised firm and UK incorporated company) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why

  8. Business interruption test case: Ecclesiastical Insurance Office Plc and MS Amlin Underwriting Ltd skeleton argument for 2 October hearing [pdf]

    Corporate documents Published: 30/09/2020 Last modified: 30/09/2020
    This is Ecclesiastical Insurance Office Plc and MS Amlin Underwriting Ltd's skeleton argument for the consequentials hearing on 2 October 2020 in the Business Interruption test case.

  9. FCA to distribute funds to consumers following enforcement against unlawful CFD forex trading business

    Statements Published: 24/02/2023 Last modified: 24/02/2023
    We have secured money that will be paid to consumers that were subject to illegal contracts for difference (CFDs) forex trading promotions made by the director of 24HR Trading Academy Ltd.

  10. FCA fines Guaranty Trust Bank (UK) Ltd £525,000 for failures in its anti-money laundering controls

    Press Releases Published: 09/08/2013 Last modified: 17/09/2013
    The Financial Conduct Authority (FCA) has fined Guaranty Trust Bank (UK) Ltd (GT Bank) £525,000 for failings in its anti-money laundering (AML) controls for high risk customers between May 2008 and June 2010.
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