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Showing 2901 to 2910 of 2927 search results for COINBASE LTD.

  1. Anti-competitive conduct in the asset management sector: FCA Decisions under the Competition Act 1998

    Decisions and notices Notices and decisions Published: 22/05/2019 Last modified: 22/05/2019
    On 21 February 2019, the FCA decided that 3 asset management firms, Hargreave Hale Ltd, Newton Investment Management Limited and River and Mercantile Asset Management LLP (RAMAM), breached competition law. They shared strategic information during a

  2. FCA fines The TJM Partnership Limited (in liquidation) £2 million for serious financial crime control failings in relation to cum-ex trading

    Press Releases Published: 15/07/2022 Last modified: 15/07/2022
    The FCA has fined The TJM Partnership Limited (in liquidation) £2,038,700 for failing to ensure it had effective systems and controls to identify and reduce the risk of financial crime and money laundering in its business. This is the third case

  3. www.knowyoucan.co.uk ( Clone of AXA Investment Managers UK Ltd and AXA Insurance UK Plc) (clone of FCA authorised firm)

    Warnings Published: 20/11/2023 Last modified: 20/11/2023
    www.knowyoucan.co.uk ( Clone of AXA Investment Managers UK Ltd and AXA Insurance UK Plc) (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out

  4. Fulcrum Capital Pro / fulcrumcapitalpro.com (Clone of FCA Authorised Firm and Appointed Representative)

    Warnings Published: 20/09/2023 Last modified: 20/09/2023
    Fulcrum Capital Pro / fulcrumcapitalpro.com (Clone of FCA Authorised Firm and Appointed Representative) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be

  5. Guinness Mahon Trust Corporation Limited in administration and SIPP business immediately sold to Hartley Pensions

    News stories Published: 18/02/2020 Last modified: 21/02/2020
    On 17 February 2020, and following complaints in relation to historic high-risk non-standard investments, the directors of Guinness Mahon Trust Corporation Limited (GMTC), a firm authorised and regulated by the FCA, appointed Adam Stephens and Nick

  6. The Financial Conduct Authority fines FXCM UK £4 million for making ‘unfair profits’ and not being open with the FCA

    Press Releases Published: 26/02/2014 Last modified: 26/02/2014
    The Financial Conduct Authority (FCA) has fined Forex Capital Markets Ltd and FXCM Securities Ltd (“FXCM UK”) £4,000,000 for allowing the US based FXCM Group to withhold profits worth ... Final notice for Forex Capital Markets Limited (“FXCM Ltd”

  7. Credit Suisse fined £147,190,276 (US$200,664,504) and undertakes to the FCA to forgive US$200 million of Mozambican debt

    Press Releases Published: 19/10/2021 Last modified: 22/10/2021
    The Financial Conduct Authority has fined Credit Suisse over £147 million for serious financial crime due diligence failings related to loans worth over US$1.3 billion, which the bank arranged for the Republic of Mozambique. These loans and a bond

  8. Expert Financial Solutions Limited/ www.expert-financial-solutions.com (clone of FCA Authorised firm )

    Warnings Published: 11/11/2021 Last modified: 10/02/2022
    Expert Financial Solutions Limited/ www.expert-financial-solutions.com (clone of FCA Authorised firm ) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be

  9. Consumer warning on Unique Funeral Plans and Empathy Funeral Plans

    News stories Published: 31/05/2022 Last modified: 01/06/2022
    Existing customers of these firms should contact their provider.

  10. Quilter Cheviot Investment Management / Quilter plc / Quilter Private Client Advisers (clone of FCA authorised firm)

    Warnings Published: 18/10/2019 Last modified: 20/05/2021
    Quilter Cheviot Investment Management / Quilter plc / Quilter Private Client Advisers (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why
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