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Showing 191 to 200 of 6664 search results for CONC.

  1. PS17/8: Applying conduct rules to all non-executive directors in the banking and insurance sectors [pdf]

    Policy statements Published: 03/05/2017
    This Policy Statement (PS) introduces final rules to extend our Code of Conduct sourcebook (COCON) to standard non-executive directors (NEDs) in banks, building societies, credit unions and dual-regulated investment firms (‘banks’) and insurance
  2. Event costs

    Last modified: 08/04/2024
    Overall approximate costs for public events that we organise and publicise, from April 2013 onwards.
  3. Implementing the Consumer Duty in Credit Brokers [pdf]

    Correspondence Published: 03/03/2023
    Consumer Duty letter to credit brokers
  4. Full consumer credit firm - Notes [pdf]

    Forms Published: 26/02/2020 Last modified: 06/11/2023
    Application for authorisation: full consumer credit firm (notes).
  5. Infographic: Our consumer credit interventions have led to substantial benefits for consumers [pdf]

    Documents Published: 22/07/2019
  6. Consumer Credit Sole trader appendix – notes [pdf]

    Forms Published: 01/04/2014 Last modified: 12/09/2014
  7. Motor dealers

    Firm authorisation Published: 15/11/2023 Last modified: 15/11/2023
    Find out what permissions you'll need to apply to the FCA for authorisation, and what the FCA expects to see in your application.
  8. Consumer credit - Being regulated - Guide [pdf]

    Finalised guidance Published: 24/04/2014 Last modified: 03/08/2016
    A guide for consumer credit firms on being regulated by the FCA
  9. MS14/6.2: Credit Card Market Study: Credit card consumers infographic [pdf]

    Documents Published: 03/11/2015 Last modified: 05/08/2016
  10. Primary credit brokers

    Firm authorisation Published: 15/11/2023 Last modified: 15/11/2023
    Find out what permissions you'll need to apply to the FCA for authorisation, and what the FCA expects to see in your application.