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Showing 2651 to 2660 of 6674 search results for CONC.

  1. Notice of Decision 2024: Amberley Motors Ltd [pdf]

    Decision notices Published: 17/01/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  2. TPG Securities (clone of FCA authorised firm)

    Warnings Published: 30/03/2011 Last modified: 04/06/2015
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.

  3. Investigation opening criteria

    How we operate Published: 22/04/2016 Last modified: 21/02/2022
    Factors the FCA considers when deciding to open an investigation, including how it detects and assesses serious misconduct

  4. GAP International Services

    Warnings Published: 13/11/2007 Last modified: 05/09/2014
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

  5. Wheeler Asset Management

    Warnings Published: 04/09/2012 Last modified: 05/06/2015
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

  6. Elkin & Associates LLC (www.elkinllc.com)

    Warnings Published: 30/10/2012 Last modified: 04/11/2013
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

  7. Final Notice 2018: Brian Beeston [pdf]

    Final notices Published: 07/08/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  8. Final Notice 2018: David Hillier [pdf]

    Final notices Published: 09/08/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  9. Notice of Decision 2024: Forum Vehicles Limited [pdf]

    Decision notices Published: 28/06/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  10. Baecker Dresner Saltzmann

    Warnings Published: 14/05/2007 Last modified: 24/01/2014
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.
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