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Financial promotions quarterly data 2023 Q2
We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 April 2023 and 30 June 2023. -
Letter: Notice to provide information - non-financial misconduct [pdf]
Letter: Notice to provide information - non-financial misconduct. -
Business interruption insurance test case: FCA skeleton argument [pdf]
This FCA skeleton argument is part of the written submissions for the business interruption insurance test case trial. -
Business interruption insurance test case: QBE UK Ltd skeleton argument [pdf]
Skeleton argument of QBE UK Ltd, with updated referencing, for the trial of the business interruption insurance test case. -
FSA Complaints data 2011 H2 [xls]
Aggregate complaints statistics: 2006 - 2011 (H2). Including opened, closed, upheld, speed of closure and redress. -
Raedex Consortium Limited and Buy 2 Let Cars Ltd enter administration
On 19 February 2021 the FCA imposed a number of restrictions on Raedex Consortium Ltd stopping it from carrying on any regulated activities due to concerns about the way it conducts its business. -
FCA introduces new rules on whistleblowing
FCA introduces new rules on whistleblowing. Press Releases First published:. 06/10/2015. Last updated: 19/04/2016. Share page. FCA introduces new rules on whistleblowing. The Financial Conduct Authority (FCA), alongside the Prudential Regulation -
Our powers to ban a promotion or advert
The FCA has the legal power to ban financial promotions or adverts that are unclear, unfair or misleading. Find out what actions the FCA can take and how it decides whether to act. -
Notice of Decision 2023: Ozen Financial Services Limited [pdf]
This Notice of Decision (Ozen Financial Services Limited) refers to a failure to carry on regulated activities. We imposed a cancellation. -
Considerations for firms after the transition period
Find out how Temporary Transitional Power (TTP) may affect you. It will depend on several factors, including the nature of your business and where your customers are located.