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RMA-I Supplementary Product Sales Data: FAQs
RMA-I Supplementary Product Sales Data: FAQs -
Financial promotions quarterly data 2023 Q3
We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 July 2023 and 30 September 2023. -
PS15/22: General Insurance Add-Ons Market Study – Remedies: banning opt-out selling across financial services and supporting informed decision-making for add-on buyers [pdf]
In this Policy Statement we report on the main issues arising from Consultation Paper 15/3 (General Insurance Add-ons Market Study – Proposed Remedies: Banning opt-out selling across financial services and supporting informed decision-making for -
Business interruption test case: Royal & Sun Alliance Insurance Plc appeal written respondent case [pdf]
This is the respondent written case of Royal & Sun Alliance Insurance Plc for the appeal to the Supreme Court in the Business Interruption insurance test case. -
External audit requirements for MiFID investment firms
Find out more about external audit requirements for MiFID investment firms, including what you need to do. -
FSA Q2 12/13 Number of skilled person reports commissioned [pdf]
Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis. -
FSA Q3 12/13 Number of skilled person reports commissioned [pdf]
Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis. -
Complaints Data Analysis: 2018 H1 [pdf]
This analysis looks at the aggregate complaints data for 2018 H1 in more depth. Including highlights, complaints over time, putting complaints into context, most complained about products, main reasons for complaints and outcomes for consumers. -
Seizing opportunity – challenges and priorities for the FCA
Speech by our CEO, Nikhil Rathi, delivered at the Lord Mayor's City Banquet at Mansion House -
Business interruption test case: FCA appeal written respondent case [pdf]
This is the respondent written case of the FCA for the appeal to the Supreme Court in the Business Interruption insurance test case.