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Sector Views - published February 2020
We set out our annual analysis of the way the financial environment is changing and the impact of these changes on consumers and market effectiveness. -
Payment protection insurance Final Report [pdf]
This report reviews the impact of the 29 August 2019 deadline for new PPI complaints and the 2-year consumer communications campaign that preceded it. It closes our project work on the PPI issue and outlines how we will continue to ensure that firms -
Business interruption test case: RSA's application to the Supreme Court for permission to appeal [pdf]
This is Royal & Sun Alliance Insurance Plc’s application to the Supreme Court for permission to appeal to the Supreme Court parts of the decision of the High Court in the Business Interruption insurance test case. -
MiFID Investment and Non Investment Insurance Contracts Supplement Notes [docx]
MiFID Investment and Non Investment Insurance Contracts Supplement Notes. -
Setting high standards for pre-paid funeral plans
In 2019, the Government decided to bring the pre-paid funeral plan sector under FCA regulation. Our rules help make sure that authorised firms don't operate in ways that cause harm. -
Women in finance: keeping up the pressure for progress
Speech by Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered to the Women in Finance Summit, London -
Final Notice 2018: Armstrong Investment Managers LLP [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Investment advisory sector. We imposed a cancellation. -
UKI / Forexuki / Forex UKI (clone of FCA authorised firm)
UKI / Forexuki / Forex UKI (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm -
Business interruption test case: FCA’s application to the Supreme Court for permission to appeal [pdf]
This is the FCA’s application to the Supreme Court for permission to appeal to the Supreme Court parts of the decision of the High Court in the Business Interruption insurance test case. -
Business interruption test case: QBE's application to the Supreme Court for permission to appeal [pdf]
This is QBE's application to the Supreme Court for permission to appeal to the Supreme Court parts of the decision of the High Court in the Business Interruption insurance test case