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Transforming to a forward-looking, proactive regulator
Speech by our CEO, Nikhil Rathi, delivered at the FCA’s Our Role and Business Plan webinar. -
Application to perform a controlled or senior management function: Connect
Application to perform a controlled or senior management function -
CP15/37: Consequential amendments to the Senior Insurance Managers Regime (SIMR)
CP15/37: Consequential amendments to the Senior Insurance Managers Regime (SIMR). Consultation papers First published:. ... PRA: Consequential amendments to the Senior Managers Regime (SMR) and the Senior Insurance Managers Regime (SIMR). -
PS16/5: Strengthening accountability in banking and insurance: implementation of SM&CR and SIMR, and PRA requirements on regulatory references
PS16/5: Strengthening accountability in banking and insurance: implementation of SM&CR and SIMR, and PRA requirements on regulatory references. ... PS16/5: Strengthening accountability in banking and insurance: Implementation of SM&CR and SIMR, and PRA -
Financial Lives Survey 2022: Weighted data tables: Volume 11 - Financial Lives Survey 2022: Weighted data tables: Volume 11 - General insurance protection [xlsx]
These are the weighted data tables from the General insurance protection section of the Financial lives 2022 survey. The survey gives detailed information on UK adults, their product holding, attitudes and engagement with financial providers. -
TR14/14 - Redress for payment protection insurance (PPI) mis-sales
TR14/14 - Redress for payment protection insurance (PPI) mis-sales. Thematic reviews First published:. ... We publish an update on firms’ progress in the handling of payment protection insurance (PPI) complaints. -
Business interruption test case: Agreed Directions for Supreme Court appeal [pdf]
These are the agreed directions for the procedural steps leading up to the Supreme Court appeal hearing in the Business Interruption insurance test case. -
Financial services contracts regime
The temporary permissions regime will enable relevant firms and funds which passport into the UK to continue operating in the UK if the passporting regime falls away abruptly when the UK leaves the EU. -
Business interruption test case: MS Amlin's application to the Supreme Court for permission to appeal [pdf]
This is MS Amlin's application to the Supreme Court for permission to appeal to the Supreme Court parts of the decision of the High Court in the Business Interruption insurance test case. -
Business interruption test case: Arch Insurance (UK) Limited's application to the Supreme Court for permission to appeal [pdf]
This is Arch Insurance (UK) Limited's application to the Supreme Court for permission to appeal to the Supreme Court parts of the decision of the High Court in the Business Interruption insurance test case