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Key findings on our recent work on pension transfer advice
Pension transfers have been a priority for us throughout 2018. Our work has focussed in particular on those firms most active in the market. We have also looked more closely into some firms based on intelligence (for example whistleblowing) we -
FCA proposes new rules to help consumers with pre-existing medical conditions access suitable travel insurance
The Financial Conduct Authority (FCA) has today launched a consultation on proposals designed to help consumers with pre-existing medical conditions (PEMCs) have better access to travel insurance products. -
General insurance product value and coronavirus (Covid-19) Guidance – update
We set out the findings from our multi-firm review assessing how firms have responded to our general insurance (GI) distribution chain Guidance (further to the product governance rules implemented by the IDD) and coronavirus (Covid-19) value Guidance -
Statement from the Prudential Regulation Authority announces changes to depositor and policyholder protection
The Prudential Regulation Authority (PRA) is today announcing changes to depositor and policyholder protection provided by the Financial Services Compensation Scheme (FSCS). For the majority of depositors currently covered by the FSCS, the existing -
PS17/6: Disclosure rules following application of PRIIPs Regulation
02/05/2017. Last updated: 02/05/2017. In July 2016 we published CP16/18 setting out how we propose to reflect the Packaged Retail and Insurance-based Investment Products (PRIIPs) -
Information on enforcement investigations opened against individuals (SMR) - May 2022
The FCA provides data on enforcement investigations opened against individuals (SMR). -
CP15/10: Strengthening accountability in banking: UK branches of foreign banks
PRA CP7/15 / FCA CP15/5 on Approach to Non-Executive Directors in banking and Solvency II insurance firms & Application of the Presumption of Responsibility to Senior Managers in banking firms. -
CPP redress scheme opens - customers have until end of August 2014 to claim
Clydesdale Bank Plc (part of National Australia Group Europe). Home Retail Group Insurance Services Limited. -
GC13/5 Supervising retail investment advice: inducements and conflicts of interest
Or send your responses to:. Paul McCormick. Life Insurance Department, Supervision Division. -
FSA bans and fines insurance broker Harbinder Panesar £212,237 for misappropriating money from his business and selling worthless policies
The Financial Services Authority (FSA) today banned insurance broker, Harbinder Panesar, from working in the financial services industry and fined him £212,237.