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CP15/17: Capital resources requirements for Personal Investment Firms (PIFs)
providers of professional indemnity insurance (PII) to PIFs. providers of investment platform, professional and other services to PIFs. -
The Financial Conduct Authority to gather evidence on how the PPI complaints process is working
The Financial Conduct Authority (FCA) is planning to gather evidence on current trends in complaints on Payment Protection Insurance (PPI). -
FCA fines PPC for misleading consumers and banks in first CMC case closed by the regulator
The Financial Conduct Authority (FCA) has fined Professional Personal Claims Limited (PPC) £70,000 for misleading consumers through its websites and printed materials. -
PS15/31: Final Rules on changes to the Approved Persons Regime for insurers not subject to Solvency II
This does not affect the implementation of the revised Approved Persons Regime (Senior Insurance Managers Regime) for insurers in 2016, but it does mean it will be replaced by the ... Read our FCA Insurance Accountability pages for more details around -
Consumer Duty: Findings from our review of fair value frameworks
Read the findings of our review into firms’ approaches to fair value assessments under the Consumer Duty. -
FSA fines Norwich Union Life £1.26m for exposing its customers to the risk of fraud
The Financial Services Authority (FSA) has fined Norwich Union Life £1.26 million for not having effective systems and controls in place to protect customers' confidential information and manage its financial crime risks. These failings resulted in -
Trust and confidence - ensuring firms’ ethics are built around their customers
Speech by Clive Adamson, Director of Supervision, at the Insurance Institute of London, London. This is the text of the speech as drafted, which may differ from the delivered version. -
FSA fines The Co-operative Bank plc for failing to handle PPI complaints fairly
The Financial Services Authority (FSA) has fined The Co-operative Bank plc (Co-op) £113,300 for failing to handle payment protection insurance (PPI) complaints fairly. -
Information on the number of regulated firms providing specific financial services - March 2020
The FCA provides information on the number and names of regulated firms providing financial services. -
FCA regulated fees and levies: insurers’ tariff data 2017/18: CP16/23
We are consulting on our proposals for a transitional provision covering insurers’ tariff data to be used to calculate their FCA periodic fees and the Financial Ombudsman Service annual levies for 2017/18.