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FSA - CP10/6 [pdf]
Consultation FSA - CP10/6 - The FSA's Consultation paper CP10/6 is entitled 'The assessment and redress of payment protection insurance complaints; feedback on CP 09/23 and further consultation'. It was published in March 2010 and the period for -
Sophie Clements t/a Essex Approved Cars [pdf]
This final notice (Sophie Clements t/a Essex Approved Cars) refers to breaches of Principle 11 and SUP related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
FSA Final Notice 2006: Appleby Insurance Services Limited [pdf]
FSA Final Notice 2006: Appleby Insurance Services Limited -
General insurance sector conference
At our first general insurance sector conference on 2 June 2014 we discussed our strategy for general insurance conduct regulation and key conduct issues for the sector. -
FSA - FG11/17 [pdf]
We carried out thematic work in the period June to September 2010 to better understand how firms which sell regulated insurance products and services online have developed their business models and how they are designing these models to ensure the -
Call for Inputs on Big Data in retail general insurance [pdf]
In this Feedback Statement we summarise the responses we have received to our Call for Input on the use of Big Data in retail general insurance, and outline our responses to the issues raised. -
TR16/2: Fair treatment of long-standing customers in the life insurance sector [pdf]
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CP15/37: Consequential amendments to the Senior Insurance Managers Regime (SIMR) [pdf]
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CP16/27: Applying conduct rules to all non-executive directors in the banking and insurance sectors [pdf]
We are consulting on applying our Code of Conduct sourcebook (COCON) to standard non-executive directors (NEDs) in banks, building societies, credit unions and dual-regulated investment firms (relevant authorised persons - RAPs) and insurance -
PS16/21: Increasing transparency and engagement at renewal in general insurance markets [pdf]
In this Policy Statement we report on the main issues arising from Consultation Paper 15/41 - Increasing transparency and engagement at renewal in general insurance markets - and confirm the final rules and non-Handbook guidance.