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FSA - Handbook Notice 100 [pdf]
On 27 May 2010, the FSA Board made changes to the Handbook which set the fees and levies for the FSA, FOS and CFEB for 2010/11 and implement substantial changes to FSA fees rules -
The retail intermediary market 2020
This page provides the FCA's analysis of the intermediary sector in 2020 based on data drawn from the Retail Mediation Activities Return (RMAR). -
MoU between the FSA and the Swiss Office of Private Insurance [pdf]
The purpose of this Memorandum of Understanding is also to involve the Authorities in the supplementary supervision of Insurance Groups and Financial Conglomerates that are under supplementary supervision of FOPI or where swiss insurance undertaking -
Final Notice 2023: Columbus Legal Limited [pdf]
This Final Notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the General Insurance and investment adviser sector. We imposed a cancellation. -
RMA-G Training and competence: FAQs
RMA-G Training and competence: FAQs -
Supplement for insurance special purpose vehicles ISPVs [doc]
Application for Authorisation -
Final notice 2016: Lester Evans [pdf]
This final notice refers to breaches of PRIN 11 and COND related to failing to be open and cooperative and threshold conditions in the general insurance and protection sector. We imposed a cancellation. -
Data Bulletin: February 2017 - Consumer contact centre
This edition focuses on insights from the FCA's consumer contact centre, as well as the latest trends in the retirement income market. -
Final Notice 2015: Moorhouse Group Limited [pdf]
This final notice refers to breaches of PRIN 3 and PRIN 7 related to mis-selling and culture/governance in the general insurance and protection sector. We imposed a fine. -
FSA Final Notice 2008: Reginald Wapling trading as Bower Insurance Consultants [pdf]
FSA Final Notice 2008: Reginald Wapling trading as Bower Insurance Consultants