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FSA Complaints data 2011 H2 [pdf]
Aggregate complaints statistics: 2006 - 2011 (H2). Including opened, closed, upheld, speed of closure and redress. -
FCA confirms PRIIPs regulations
We’ve confirmed rules to change disclosure documents provided to retail investors under the PRIIPs regulation. -
Human face of regulation
Speech by Martin Wheatley, Chief Executive, the FCA, at the London School of Economics, London -
Final Notice 2017: Guy Pascoe [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the general insurance and protection and consumer credit sector. We imposed a cancellation. -
Outsourcing and operational resilience
The FCA explains the implications for operational resilience for regulated firms using outsourcing and other third party service providers, and what it expects from them. -
General Insurance Pricing Practices: Q&As on the published rules [pdf]
We provide answers to frequently-asked questions regarding the application of some of our rules following publication of PS21/5 -
Final Notice 2017: Insure PMR [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the general insurance and protection and consumer credit sector. We imposed a cancellation. -
Notice of Decision 2023: Carzon International Limited [pdf]
The FCA publishes a Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Competition in the interests of consumers
Speech by Martin Wheatley, Chief Executive of the FCA, at Mansion House, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Financial promotions data 2021
The FCA publishes data on the number of financial promotions that it has taken action on to mitigate non-compliance with the FCA's rules. This data is for January 2021 to 31 December 2021.