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Showing 941 to 950 of 1025 search results for Compact Insurance Services.
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TR14/17 – Managing bribery and corruption risk in commercial insurance broking: update
This report follows the Financial Services Authority’s 2010 report on Anti-bribery and corruption in commercial insurance broking and our subsequent regulatory guidance and enforcement action. -
FCA publishes Annual Report 2015/16 and report of its competition activities since 2013
The FCA has also published a report summarising the activities it has undertaken to promote competition in financial services in its first three years. ... I hope both documents demonstrate both the breadth of our activities and the difference we make to -
Cancellations and refunds: helping consumers with rights and routes to refunds
We are consulting on guidance for firms to help their customers identify their quickest and easiest options to claim for any cancelled travel or events caused by coronavirus (Covid-19). -
PS21/15: Regulation of funeral plans: Feedback to CP21/20 and final rules
We set out our final and near final rules on funeral plans regulation, including new guidance for providers on their arrangements for trust-backed funeral plans. -
PS15/31: Final Rules on changes to the Approved Persons Regime for insurers not subject to Solvency II
With the Bank of England and Financial Services Bill of October 2015, HM Treasury announced their intention to extend the Senior Managers & Certification Regime (SM&CR) for the banking sector to ... Read our FCA Insurance Accountability pages for more -
Firm fined £1.8million for "unacceptable" approach to bribery & corruption risks from overseas payments
JLTSL, which provides insurance broking and risk management services, was found to have failed to conduct proper due diligence before entering into a relationship with partners in other countries who helped ... JLTSL also did not adequately assess the -
The FCA censures Catalyst Investment Group Limited for misleading investors and fines former compliance officer
he Financial Conduct Authority (FCA) has censured Catalyst Investment Group Limited (Catalyst) for recklessly misleading investors when promoting bonds offered by ARM Asset Backed Securities SA (ARM) between November 2009 and May 2010. -
CP15/17: Capital resources requirements for Personal Investment Firms (PIFs)
Alongside the Retail Distribution Review (RDR) to improve the standards in the retail investment market, the then regulator, the Financial Services Authority (FSA), proposed new prudential requirements for personal investment firms ... providers of -
Insurance providers warned not to undervalue cars or other insured items when settling claims
Insurance firms have been warned not to undervalue cars and other insured items when settling insurance claims especially during the cost of living squeeze. -
The Financial Conduct Authority to gather evidence on how the PPI complaints process is working
The Financial Conduct Authority (FCA) is planning to gather evidence on current trends in complaints on Payment Protection Insurance (PPI). ... Consumers who believe they were mis-sold PPI should continue to complain to the firm that sold it to them and