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Showing 501 to 510 of 842 search results for Complaints data items.

  1. Improving the suitability of financial advice

    Speeches Published: 19/09/2019 Last modified: 03/10/2019
    Speech by Debbie Gupta, Director of Life Insurance and Financial Advice Supervision at the FCA, delivered at Money Marketing Interactive Conference 2019, Harrogate.

  2. Innovation - impact of technology in managing FC/AML risk

    Speeches Published: 10/11/2016 Last modified: 06/12/2016
    Opening comments by Nausicaa Delfas, Director of Specialist Supervision at the FCA, for a panel discussion at our Financial Crime Conference.

  3. FCA operating service metrics 2021/22

    Data Published: 19/07/2022 Last modified: 20/12/2023
    The FCA provides information about the timeliness of its operating service metrics (formerly known as service standards) in a range of areas for 2021/22.

  4. FCA publishes Guidance Guarantee Policy Statement

    Press Releases Published: 27/11/2014 Last modified: 27/11/2014
    The FCA has outlined changes to the standards including: how complaints should be dealt with; how the outcome of the guidance guarantee session should be recorded; and how those delivering the

  5. Financial promotions quarterly data 2023 Q1

    Data Published: 05/05/2023 Last modified: 04/08/2023
    We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 January 2023 to 31 March 2023 .

  6. Information on whistleblowers - August 2020

    FOI Release Date of Release: 18/08/2020
    The FCA received 137 whistleblowing reports in 2019 and 60 (up to the end of June 2020) about adviser and advice firms.

  7. Where to submit your returns

    Registers and systems Published: 08/05/2016 Last modified: 03/01/2019
    Read our guide for firms to use when submitting notifications to the appropriate regulator.

  8. Citizens Advice supercomplaint to the CMA - update

    News stories Published: 09/01/2020 Last modified: 09/01/2020
    The Competition and Markets Authority (CMA) published its response to the Citizens Advice super-complaint on the loyalty penalty in December 2018, making several cross-cutting and market-specific recommendations in the cash savings, home insurance

  9. FCA Data Bulletin issue 5 - underlying data [xlsx]

    Data Published: 03/02/2016 Last modified: 03/02/2016
    Underlying data for retirement income market data, consumer credit authorisation data, complaints against the FCA, financial promotions, how we use attestations, and skilled person reports.

  10. FCA Data Bulletin - May 2015 - underlying data [xlsx]

    Data Published: 19/05/2015 Last modified: 19/05/2015
    Underlying data for the FCA Contact Centre, complaints about firms, approved persons, attestations, skilled persons reports, and financial promotions.