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Showing 101 to 110 of 263 search results for Consequential Changes to the Senior Managers Regime.
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Authorisation and registration application fees
Find out how much your firm’s application fee will be to become authorised by us, or registered with us. -
Our approach to supervision
Our approach to supervision sets out how we carry out our regulatory oversight. It is designed to help firms, consumers and markets understand how we work, and fulfil our accountability to Parliament and to the public. -
The Importance of Diversity
Speech by Andrew Bailey, Chief Executive of the FCA, at the PIMFA Wealth of Diversity Conference 2019. -
Regulatory Sandbox
The Regulatory Sandbox is for firms wanting to test new products live in the market with real consumers. Find out more about it and how to apply. -
Money laundering and terrorist financing
Find out more about the regulations and risk-based approach to anti-money laundering. -
Coronavirus: Information for small businesses that are customers of financial services firms
Information on the Government support available during the coronavirus (Covid-19) pandemic and as businesses look to recover and grow. -
FCA publishes Annual Report and Accounts 2017/18
The Financial Conduct Authority (FCA) has today published its Annual Report and Accounts, which looks back on the key pieces of work undertaken by the organisation throughout 2017/18. -
FCA publishes final report into asset management sector
The Financial Conduct Authority (FCA) has today published the final findings of its asset management market study and announced the package of remedies it will take forward to address the concerns identified in its interim report into the sector. -
Examining the future of anti-money laundering regulations
Speech by Rob Gruppetta at the Accuity AML Risk Reduction and Compliance Europe Conference on 8 December 2015 -
Sustainability
The desire for more accountability from the people in senior positions within large institutions has not diminished; there has been significant legislative change in this area and we will work with ... the Senior Managers and Certified Persons Regimes.