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Showing 121 to 130 of 718 search results for Consumer Duty firm survey.

121. Research

     Last modified: 07/05/2024
     All the research published by the Financial Conduct Authority

122. Accepting pension transfer referrals from overseas advisers: UK authorised firms’ responsibilities

     Pensions Published: 27/04/2023 Last modified: 27/04/2023
     The FCA highlights the increased risks to consumers when overseas firms refer defined benefit scheme members to UK firms for pension transfer advice.

123. Markets

     Markets Last modified: 24/05/2023
     FCA Markets landing page.

124. Data

     Last modified: 18/04/2024
     All data published by the Financial Conduct Authority.

125. Consumer credit firms

     Consumer credit firms Last modified: 22/03/2023
     Information for consumer credit firms new to regulation wanting to apply for authorisation, their business and tasks for regulated firms

126. Dear CEO letter: Implementing the Consumer Duty for closed products and services – all other firms [pdf]

     Correspondence Published: 16/05/2024
     Our letter setting out priority issues and actions firms should be considering ahead of the 31 July 2024 implementation deadline.

127. Firms

     Firms Last modified: 27/07/2022
     Tasks for regulated firms and authorisation information for new firms

128. Financial Resilience Survey

     Published: 25/05/2022 Last modified: 20/09/2023
     Solo-regulated firms might need to complete this short survey to help give us an accurate view of firms’ financial resilience.

129. Personal data and Financial Lives survey

     Last modified: 01/02/2024
     This privacy notice explains what personal data the FCA collects during the Financial Lives survey and how and why it uses the information as part of its regulatory work.

130. Events

     Events Last modified: 26/04/2024
     Find out about upcoming and recent FCA events.