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Showing 151 to 160 of 718 search results for Consumer Duty firm survey.

151. Side pockets

     Consumers Your rights Published: 08/09/2022 Last modified: 20/03/2023
     Side pockets could affect anyone who invests in funds that are exposed to Russian assets. Find out more about how side pockets work and what investors can expect.

152. How to apply for authorisation or registration

     Firms Firm authorisation Published: 24/05/2023 Last modified: 19/12/2023
     If your firm needs to be authorised by us, or registered with us, learn about the process, our expectations and how to apply.

153. CP21/36: A new Consumer Duty: Feedback to CP21/13 and further consultation [pdf]

     Consultation papers Published: 07/12/2021
     We want to see a higher level of consumer protection in retail financial markets, where firms compete vigorously in the interests of consumers.

154. AI: Moving from fear to trust

     Speeches Published: 09/11/2022 Last modified: 20/03/2024
     Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at the City and Financial Global summit: Regulation and risk management of Artificial Intelligence in financial services.

155. Archived data

     Last modified: 06/01/2023
     Find FCA data published before 2018.

156. Mortgage fraud

     Consumers Your rights Published: 04/04/2016 Last modified: 20/03/2023
     If you mislead a lender about the sale price of your home, you could be committing fraud. Find out how this crime works and how to protect yourself.

157. Data Bulletin: September 2017 - Retirement income market trends

     Data Published: 08/09/2017 Last modified: 21/08/2019
     The tenth issue of our Data Bulletin focuses on the latest retirement income market trends and includes a summary update of the FCA and FCA Practitioner Panel firm survey.

158. GC19/3: Guidance for firms on the fair treatment of vulnerable customers [pdf]

     Guidance consultations Published: 23/07/2019 Last modified: 23/07/2019
     Protecting vulnerable consumers is a key priority for the FCA. There are many different drivers of vulnerability, and our Financial Lives Survey showed that 50% of UK adults display one or more characteristics of being potentially vulnerable.

159. Online trading scams

     Consumers Scams Published: 21/05/2019 Last modified: 20/03/2023
     Find out how online trading scams work, how to avoid scams and what to do if you’re scammed.

160. 2013 Disclosure Log

     Last modified: 22/11/2021
     The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2013.