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Showing 231 to 240 of 718 search results for Consumer Duty firm survey.

  1. Apply to become a consumer credit broker

    Firm authorisation Published: 15/11/2023 Last modified: 15/11/2023
    Find out how to apply to the FCA for authorisation if you want to engage in regulated activities as a consumer credit broker.
  2. Advice Guidance Boundary Review

    News stories Published: 03/08/2023 Last modified: 03/08/2023
    The FCA sets out the basis for its joint review of the Advice Guidance Boundary with the Treasury.
  3. UK regulators, government and other bodies

    About us What we do Published: 19/04/2016 Last modified: 25/01/2022
    Find out more about the UK agencies, government departments and other regulators we cooperate closely with.
  4. FCA Data Bulletin: Issue 12 - March 2018 [pdf]

    Data Published: 20/03/2018
    In this issue of the Data Bulletin we focus on how the pensions and retirement income market is evolving and findings from the FCA's Financial Lives Survey 2017.
  5. CP21/13: A new Consumer Duty

    Consultation papers Published: 13/05/2021 Last modified: 11/08/2023
    We consult on a Consumer Duty that would set clearer and higher expectations for firms’ standards of care towards customers
  6. Pride matters in financial services and beyond

    Blogs Published: 04/08/2023 Last modified: 04/08/2023
    As colleagues celebrate Leeds Pride, we examine how the values of Pride can be lived year-round. 
  7. The Importance of Diversity

    Speeches Published: 05/02/2019 Last modified: 08/02/2019
    Speech by Andrew Bailey, Chief Executive of the FCA, at the PIMFA Wealth of Diversity Conference 2019.
  8. The regulatory challenge

    Speeches Published: 23/02/2015 Last modified: 24/02/2015
    consumer understanding is poor; where there is substantial consumer inertia; where consumers have behavioural biases; and where providers are not significantly differentiated and some markets are not sufficiently competitive. ... We ensure that the
  9. Who we work with

    About us How we operate Published: 19/04/2016 Last modified: 19/07/2022
    Find out more about the UK agencies, government departments, Designated Professional Bodies and other regulators the FCA cooperates with.
  10. Transparency

    About us How we operate Published: 05/04/2016 Last modified: 13/02/2023
    The FCA sets out to be open and accountable, so we can be scrutinised by consumers, firms and Parliament.