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Showing 241 to 250 of 718 search results for Consumer Duty firm survey.
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Apply to become an electronic money or a payment institution
Find out how to apply to the FCA if your firm wants to provide payment services, issue e-money or become a registered account information service provider. -
The FCA and Practitioner Panel 2022/23 survey findings
The survey gathered feedback on how we are doing in regulating the financial services industry. -
Banks, insurers and Lloyd’s managing agents
Find out about the authorisation process if you're one of these types of firm. -
Competing on integrity
Speech by Martin Wheatley, Chief Executive of the FCA, at the CFA European Investment Conference. This is the text of the speech as drafted, which may differ from the delivered version. -
Apply to be an authorised AIFM
Learn how to apply to us to become a full-scope AIFM or a small authorised AIFM, including what permissions you'll need and how much you'll need to pay. -
Expectations of firms selling client banks
In the FCA's view, the client bank is the firm’s asset. It will act where these lists are being sold with redress liabilities. -
Ethics and Economics
Speech by Martin Wheatley, Chief Executive of the FCA, to the Worshipful Company of International Bankers, London 4 March 2014. This is the text of the speech as drafted, which may differ from the delivered version. -
Sustainability
In that period we have authorised around 980 new firms. we have completed the registration of some 50,000 consumer credit firms for interim permission (taking the regulated firm population to ... Our mutual aim should be maintaining a vibrant financial -
New Chair appointments to FCA’s Markets Practitioner Panel, Practitioner Panel and Listing Authority Advisory Panel
The FCA has appointed Clare Woodman as Chair of the FCA Markets Practitioner Panel, Matt Hammerstein as Chair of the FCA Practitioner Panel, and Mandy Gradden as Chair of the Listing Authority Advisory Panel. -
Whistleblowing quarterly data 2023 Q1
The data shows the number of new whistleblowing reports the FCA received in January to March 2023 and the allegations they featured.