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Showing 331 to 340 of 718 search results for Consumer Duty firm survey.

  1. FCA and Practitioner Panel publish findings from 2021 joint survey

    News stories Published: 03/12/2021 Last modified: 03/12/2021
    FCA and Practitioner Panel publish findings from 2021 joint survey

  2. Motor dealers

    Firm authorisation Published: 15/11/2023 Last modified: 15/11/2023
    Find out what permissions you'll need to apply to the FCA for authorisation, and what the FCA expects to see in your application.

  3. The importance of international co-operation

    Speeches Published: 09/10/2018 Last modified: 09/10/2018
    Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at The Pan Asian Regulatory Summit 2018, Hong Kong.

  4. Apply to become a general insurance intermediary

    Firm authorisation Published: 25/10/2023 Last modified: 25/10/2023
    Learn how to apply to the FCA for authorisation if you're a general insurance intermediary, Lloyds and London Market Intermediary or a price comparison website.

  5. National and regional engagement programme – Executive Committee and Chair

    Events Last modified: 23/02/2023
    Find out about the FCA's engagement programme meeting a variety of stakeholders across the UK.

  6. Good conduct and market integrity

    Speeches Published: 02/06/2014 Last modified: 11/06/2014
    Speech by Martin Wheatley, CEO, the FCA, at the General Insurance conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  7. Annual Report 2013/14

    Corporate documents Published: 10/07/2014 Last modified: 16/02/2016
    Our Annual Report 2013/14 covers our first year in operation. It sets out how we delivered against our statutory objectives and highlights our key achievements as an organisation.

  8. Learning the lessons of the past as an industry

    Speeches Published: 02/12/2014 Last modified: 04/02/2015
    he was fundamentally optimistic about the prospects for the firm and the industry. ... And while cultural change is ongoing firms have to ensure their controls are adequate.

  9. Overview of competition at the FCA

    Speeches Published: 03/08/2017 Last modified: 03/08/2017
    Speech by Mary Starks, Director of Competition and Economics at the FCA, delivered at Credit Suisse.

  10. Financial conduct regulation in a restless world

    Speeches Published: 08/05/2019 Last modified: 08/05/2019
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Deloitte conduct risk roadshow.
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