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Showing 431 to 440 of 718 search results for Consumer Duty firm survey.
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Financial promotions quarterly data 2022 Q3
We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 July 2022 to 30 September 2022. -
FCA consults on how firms and individuals will transition to the Senior Managers and Certification Regime
The Financial Conduct Authority (FCA) has today published a package of proposals on how firms and individuals will move to the Senior Managers and Certification Regime. The aim of the new regime is to make individuals more accountable for their -
Secondary credit brokers
Find out what permissions you'll need to apply to the FCA for authorisation, and what the FCA expects to see in your application. -
Charles Randell speech at the Annual Public Meeting 2019
Speech by Charles Randell, Chair of the FCA, delivered at our 2019 Annual Public Meeting. -
Moving towards a sustainable model of regulation
Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at the ABI (Association of British Insurers) Conference in London. This is the text of the speech as drafted, which may differ from the delivered version. -
Consumer attitudes and awareness of cryptoassets: research summary
We have carried out research with consumers to better understand the potential harms of cryptoassets. -
Conduct in a new era: leaders rejecting complacency
Speech by John Griffith-Jones, Chairman, the FCA, to theCityUK conference in London. This is the text of the speech as drafted, which may differ from the delivered version. -
Vote Reporting Group
Find out how the group aims to improve shareholder vote reporting by UK asset managers. -
FSCS supplementary levies for 2020/21
Find out more about the 2020/2021 Financial Services Compensation Scheme's (FSCS) supplementary levy. -
FCA proposes new measures to maintain firms’ focus on culture
The Financial Conduct Authority (FCA) will mark six months since the implementation of the Senior Managers’ and Certification Regime by providing feedback on implementation so far and proposing measures to further strengthen the regime. The