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Showing 481 to 490 of 718 search results for Consumer Duty firm survey.

  1. FCA and DWP publish call for evidence on transaction costs

    Press Releases Published: 02/03/2015 Last modified: 02/03/2015
    We have a duty to throw light for the first time on potential hidden charges - and restore faith and fairness in British pensions.". ... On the 1 April 2013 the Financial Conduct Authority (FCA) became responsible for the conduct supervision of all
  2. Partnerships, priorities and predictions for the future in the pensions market

    Speeches Published: 14/10/2021 Last modified: 25/08/2022
    Speech by Sarah Pritchard, Executive Director, Markets, to the Pensions and Lifetime Savings Association 
  3. Diversity, equity and inclusion: How we work

    About us How we operate Published: 20/07/2023 Last modified: 17/11/2023
    As a public body, the FCA aims to eliminate discrimination and advance equality of opportunity. Read more about our work towards our objectives.
  4. Information on Consumer Network and roundtable events - November 2021

    FOI Release Date of Release: 12/11/2021
    The FCA responds to multiple questions on the FCA's Consumer Network.
  5. FCA keeps trading apps under review over gaming concerns

    Press Releases Published: 20/06/2024 Last modified: 20/06/2024
    In an online experiment with over 9,000 consumers, the FCA found that digital engagement practices (DEPs) used by trading apps, such as push notifications and prize draws, can increase trading frequency and risk taking.
  6. FCA joins other regulators to warn firms on debt collection

    News stories Published: 18/03/2024 Last modified: 18/03/2024
    Together with Ofgem, Ofwat and Ofcom, the FCA has set out expectations for firms across markets, as many consumers continue to feel the strain from cost of living pressures.
  7. FCA urges action on interest-only mortgages

    Press Releases Published: 30/01/2018 Last modified: 30/01/2018
    People with interest-only mortgages are being urged to contact their lender after the Financial Conduct Authority (FCA) found that many have still not talked to their lender about their repayment options.
  8. FCA finds firms fail to deliver best execution

    Press Releases Published: 31/07/2014 Last modified: 31/07/2014
    The firms we reviewed have ceased this practice and the FCA will take action against any firm where it continues. ... This practice creates a clear conflict of interest between the firm and its clients.
  9. Consumer investments data review April 2020 - March 2021

    Data Published: 15/09/2021 Last modified: 13/06/2023
    A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2020 and 31 March 2021.
  10. Loan-based crowdfunding platforms: summary of our rules

    New firm authorisation Published: 11/05/2015 Last modified: 13/08/2021
    The following rules may be relevant for firms operating in the loan-based crowdfunding (including peer-to-peer and peer-to-business) market when considering their investment activities.