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Showing 571 to 580 of 718 search results for Consumer Duty firm survey.

  1. Research Note: Digital engagement practices: a trading apps experiment

    Research notes Published: 20/06/2024 Last modified: 20/06/2024
    We investigated the effect of digital engagement practices, including gamification, on consumer trading behaviour.

  2. Implementing Technology Change

    Firms Multi-firm reviews Published: 05/02/2021 Last modified: 05/02/2021
    This review sets out the findings from our cross-Financial Services change management review which looked at how financial firms manage technology change, the impact of change failures and the practices utilised within the industry to help reduce

  3. 100 days of the FCA - Martin Wheatley speaks at the ABI Biennial Conference

    Press Releases Published: 09/07/2013 Last modified: 16/08/2013
    Martin Wheatley, chief executive of the Financial Conduct Authority (FCA), will today tell the Association of British Insurers (ABI) Biennial Conference that the FCA is “a very different animal to the Financial Services Authority (FSA)”.

  4. FCA highlights continuing concerns about problem firms in the CFD sector

    Press Releases Published: 01/12/2022 Last modified: 01/12/2022
    FCA has written to CFD providers outlining expectations and highlighting areas of poor practice seen in firms.

  5. FCA calls on firms to improve treatment of politically exposed persons (PEPs)

    Press Releases Published: 18/07/2024 Last modified: 18/07/2024
    The FCA has told financial firms – including banks, payment firms and lenders – to do more to ensure Parliamentarians, senior public servants and their families are not treated unfairly.

  6. PS15/17: Pension Wise – recommendation policy

    Policy statements Published: 03/07/2015 Last modified: 17/08/2021
    In this Policy Statement, the FCA reports on the main issues arising from CP15/12 and publishes the recommendation policy.

  7. Consumer investments data review April - September 2021

    Data Published: 03/03/2022 Last modified: 13/06/2023
    A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2021 and 30 September 2021.

  8. Rolling the rock: The cycle of deregulation, crisis and regulation

    Speeches Published: 02/10/2018 Last modified: 03/10/2018
    Speech by Charles Randell, Chair, Financial Conduct Authority, delivered at the Association for Financial Markets in Europe (AFME) Annual Conference on 2 October 2018.

  9. Investing in outcomes: a regulatory approach to deliver for consumers, markets and competitiveness

    Speeches Published: 14/03/2024 Last modified: 14/03/2024
    Speech by Nikhil Rathi, FCA Chief Executive delivered at the Morgan Stanley European Financials Conference.

  10. Interest rates and risk-based credit limits in the UK credit card market

    Research articles Published: 08/07/2022 Last modified: 08/07/2022
    We studied variation in interest rates and credit limits to investigate how UK lenders base choices on customers' risk.
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